Latest Institutional Transactions on Black Rock Tcp Capital Corp. (TCPC)
This table provides information on the latest institutional transactions involving Black Rock Tcp Capital Corp. (TCPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2024
Q1 2024
|
Privium Fund Management (Uk) LTD
|
BUY
|
- |
101KNew |
$1M - $1.21M
|
101K
$817K
|
|
|
Apr 29, 2024
Q1 2024
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
16.7KNew |
$165K - $200K
|
16.7K
$135K
|
|
|
Apr 17, 2024
Q1 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
10KNew |
$99K - $120K
|
10K
$80.8K
|
|
|
Apr 17, 2024
Q1 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
512+ 3.59% |
$5.07K - $6.14K
|
14.8K
$119K
|
|
| Q4 2023 | |||||||
|
Nov 14, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
88.4KNew |
$917K - $1.1M
|
88.4K
$715K
|
|
|
Nov 05, 2024
Q4 2023
|
Confluence Investment Management LLC
|
BUY
|
- |
364K+ 1049.08% |
$3.77M - $4.52M
|
399K
$3.22M
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-100- 0.58% |
$1.04K - $1.24K
|
17.2K
$139K
|
|
|
Jun 28, 2024
Q4 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
1.65KNew |
$17.1K - $20.4K
|
1.65K
$13.3K
|
|
|
Mar 01, 2024
Q4 2023
|
Ark & Tlk Investments, LLC
Oklahoma City, OK |
BUY
|
- |
13.7KNew |
$143K - $171K
|
13.7K
$111K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
4.62K+ 8.15% |
$47.9K - $57.3K
|
61.3K
$495K
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
13.9K+ 25.37% |
$144K - $172K
|
68.5K
$553K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
10.7K+ 105.09% |
$111K - $132K
|
20.8K
$168K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
13.6K+ 43.87% |
$141K - $169K
|
44.5K
$360K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1KNew |
$10.4K - $12.4K
|
1K
$8.08K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-200- 8.02% |
$2.07K - $2.48K
|
2.3K
$18.5K
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
BUY
|
- |
25New |
$259 - $310
|
25
$202
|
|
|
Jan 26, 2024
Q4 2023
|
Turtle Creek Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
250New |
$2.59K - $3.1K
|
250
$2.02K
|
|
|
Jan 26, 2024
Q4 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
2.81KNew |
$29.2K - $34.9K
|
2.81K
$22.7K
|
|
|
Jan 25, 2024
Q4 2023
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-8.7K- 84.47% |
$90.2K - $108K
|
1.6K
$12.9K
|
|
|
Jan 18, 2024
Q4 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
82New |
$850 - $1.02K
|
82
$663
|
|
|
Jan 10, 2024
Q4 2023
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
1.09MNew |
$11.3M - $13.5M
|
1.09M
$8.81M
|
|
|
Jan 08, 2024
Q4 2023
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-444- 0.27% |
$4.6K - $5.51K
|
164K
$1.32M
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
4K+ 26.67% |
$41.5K - $49.6K
|
19K
$154K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
10.4KNew |
$114K - $134K
|
10.4K
$84K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
58.9KNew |
$648K - $759K
|
58.9K
$476K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-11.7K- 50.0% |
$128K - $150K
|
11.7K
$94.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-86.7K- 58.28% |
$953K - $1.12M
|
62.1K
$501K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-5.37K- 9.38% |
$59.1K - $69.3K
|
51.9K
$419K
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2023
Q3 2023
|
Optimum Investment Advisors
|
BUY
|
- |
4K+ 400.0% |
$44K - $51.6K
|
5K
$40.4K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-5.75K- 22.84% |
$56.1K - $65.7K
|
19.4K
$157K
|
|
|
Aug 10, 2023
Q2 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-5.41K- 61.96% |
$52.8K - $61.8K
|
3.32K
$26.8K
|
|
|
Aug 07, 2023
Q2 2023
|
Allen Investment Management LLC
|
SELL
|
- |
-2.59K- 7.03% |
$25.3K - $29.6K
|
34.2K
$277K
|
|
|
Aug 07, 2023
Q2 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-192K- 72.2% |
$1.87M - $2.19M
|
73.8K
$597K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.4K- 22.46% |
$131K - $154K
|
46.4K
$375K
|
|
|
Jul 28, 2023
Q2 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-225- 1.87% |
$2.2K - $2.57K
|
11.8K
$95.4K
|
|
|
Jul 27, 2023
Q2 2023
|
Financial Counselors Inc
|
SELL
|
- |
-3.02K- 19.43% |
$29.4K - $34.4K
|
12.5K
$101K
|
|
|
Jul 25, 2023
Q2 2023
|
Privium Fund Management B.V.
|
BUY
|
- |
114KNew |
$1.11M - $1.3M
|
114K
$919K
|
|
|
Jul 24, 2023
Q2 2023
|
Goodwin Daniel L
|
SELL
|
- |
-7.5K- 42.86% |
$73.2K - $85.7K
|
10K
$80.8K
|
|
|
Jul 10, 2023
Q2 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
58.5KNew |
$571K - $668K
|
58.5K
$473K
|
|
| Q1 2023 | |||||||
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-702- 55.98% |
$6.83K - $9.39K
|
552
$4.46K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
134+ 1.19% |
$1.3K - $1.79K
|
11.4K
$92.4K
|
|
|
May 15, 2023
Q1 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
8.13K+ 72.32% |
$79.1K - $109K
|
19.4K
$157K
|
|
|
May 15, 2023
Q1 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
32.5K+ 201.67% |
$317K - $435K
|
48.7K
$393K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$1.95K - $2.67K
|
200
$1.62K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
700New |
$6.81K - $9.36K
|
700
$5.66K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-1.06K- 7.2% |
$10.3K - $14.2K
|
13.7K
$111K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
16.1KNew |
$174K - $217K
|
16.1K
$130K
|
|
|
Feb 14, 2023
Q4 2022
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
12.1KNew |
$131K - $164K
|
12.1K
$97.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
25New |
$271 - $339
|
25
$202
|
|