Latest Institutional Transactions on Black Rock Tcp Capital Corp. (TCPC)
This table provides information on the latest institutional transactions involving Black Rock Tcp Capital Corp. (TCPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-163- 1.36% |
$1.77K - $2.21K
|
11.8K
$95.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-3.6K- 55.38% |
$39K - $48.7K
|
2.9K
$23.4K
|
|
|
Feb 10, 2023
Q4 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
7.65K+ 72.45% |
$82.9K - $104K
|
18.2K
$147K
|
|
|
Feb 08, 2023
Q4 2022
|
Russell Investments Group, Ltd.
|
BUY
|
- |
47.5K+ 129.82% |
$515K - $643K
|
84K
$679K
|
|
|
Feb 02, 2023
Q4 2022
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-3K- 17.65% |
$32.5K - $40.6K
|
14K
$113K
|
|
|
Jan 27, 2023
Q4 2022
|
Arcus Capital Partners, LLC
|
BUY
|
- |
5.47KNew |
$59.3K - $74.1K
|
5.47K
$44.2K
|
|
|
Jan 27, 2023
Q4 2022
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
1.71K+ 1.55% |
$18.5K - $23.1K
|
112K
$902K
|
|
|
Jan 26, 2023
Q4 2022
|
Monument Capital Management
|
SELL
|
- |
-444- 0.84% |
$4.81K - $6.01K
|
52.5K
$424K
|
|
|
Jan 26, 2023
Q4 2022
|
Regent Investment Management LLC
|
BUY
|
- |
10K+ 90.91% |
$108K - $135K
|
21K
$170K
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
14.5KNew |
$157K - $196K
|
14.5K
$117K
|
|
|
Jan 25, 2023
Q4 2022
|
Private Wealth Partners, LLC
|
BUY
|
- |
4K+ 33.33% |
$43.4K - $54.2K
|
16K
$129K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
1.29KNew |
$14K - $17.5K
|
1.29K
$10.4K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
10.5KNew |
$114K - $150K
|
10.5K
$84.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
3.75KNew |
$41K - $53.6K
|
3.75K
$30.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
10.7KNew |
$117K - $153K
|
10.7K
$86.4K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
600New |
$6.55K - $8.57K
|
600
$4.85K
|
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
903+ 2.3% |
$9.86K - $12.9K
|
40.1K
$324K
|
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-6.39K- 25.33% |
$69.8K - $91.3K
|
18.9K
$152K
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-1.28K- 3.72% |
$14K - $18.2K
|
33.1K
$268K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
96New |
$1.05K - $1.37K
|
96
$776
|
|
| Q2 2022 | |||||||
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
163New |
$1.93K - $2.34K
|
163
$1.32K
|
|
|
Aug 15, 2022
Q2 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
241New |
$2.86K - $3.46K
|
241
$1.95K
|
|
|
Aug 12, 2022
Q2 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
16.4K+ 3.15% |
$195K - $235K
|
536K
$4.33M
|
|
|
Aug 10, 2022
Q2 2022
|
Covestor LTD
Boston, MA |
SELL
|
- |
-80- 17.2% |
$950 - $1.15K
|
385
$3.11K
|
|
|
Aug 09, 2022
Q2 2022
|
Ntb Financial Corp
Centennial, CO |
BUY
|
- |
65+ 0.24% |
$772 - $933
|
27K
$218K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-453Closed |
$5.38K - $6.51K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Camden Capital, LLC
|
SELL
|
- |
-10.6KClosed |
$126K - $153K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Jag Capital Management, LLC
|
SELL
|
- |
-46.3KClosed |
$550K - $665K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Creative Financial Designs Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Coulter & Justus Financial Services, LLC
|
BUY
|
- |
12.7KNew |
$151K - $183K
|
12.7K
$103K
|
|
|
Jul 25, 2022
Q2 2022
|
Walker Asset Management, LLC
|
BUY
|
- |
156KNew |
$1.86M - $2.25M
|
156K
$1.26M
|
|
|
Jul 22, 2022
Q2 2022
|
Gemmer Asset Management LLC
|
SELL
|
- |
-1.45KClosed |
$17.2K - $20.8K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Rockland Trust CO
|
SELL
|
- |
-35.5KClosed |
$422K - $510K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Calton & Associates, Inc.
|
SELL
|
- |
-17.9KClosed |
$212K - $257K
|
0
$0
|
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
BUY
|
- |
4.5K+ 4.38% |
$53.4K - $64.6K
|
107K
$866K
|
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
423KNew |
$5.02M - $6.08M
|
423K
$3.42M
|
|
| Q1 2022 | |||||||
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
11.9KNew |
$156K - $170K
|
11.9K
$96K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.82K- 85.34% |
$76.3K - $83.3K
|
1K
$8.08K
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-25.5KClosed |
$334K - $365K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
17.8KNew |
$233K - $255K
|
17.8K
$144K
|
|
|
May 13, 2022
Q1 2022
|
Dakota Wealth Management
|
BUY
|
- |
15KNew |
$197K - $215K
|
15K
$121K
|
|
|
May 06, 2022
Q1 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-159Closed |
$2.08K - $2.27K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-306Closed |
$4.01K - $4.38K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Barnett & Company, Inc.
|
SELL
|
- |
-3KClosed |
$39.3K - $42.9K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-16.4KClosed |
$215K - $235K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-10KClosed |
$132K - $144K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-26.9KClosed |
$355K - $387K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-61.3KClosed |
$808K - $880K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-633Closed |
$8.34K - $9.09K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-11KClosed |
$144K - $157K
|
0
$0
|
|