Latest Institutional Transactions on Black Rock Tcp Capital Corp. (TCPC)
This table provides information on the latest institutional transactions involving Black Rock Tcp Capital Corp. (TCPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
17.4KNew |
$229K - $249K
|
17.4K
$140K
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-10.4KClosed |
$137K - $149K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
16.4KNew |
$217K - $236K
|
16.4K
$133K
|
|
|
Feb 03, 2022
Q4 2021
|
Spectrum Management Group, LLC
|
SELL
|
- |
-213Closed |
$2.81K - $3.06K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
81New |
$1.07K - $1.16K
|
81
$654
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
13.2KNew |
$174K - $190K
|
13.2K
$107K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-1.65KClosed |
$21.7K - $23.7K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
State Of Michigan Retirement System
|
SELL
|
- |
-1.32MClosed |
$17.4M - $19M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-525- 29.75% |
$6.92K - $7.54K
|
1.24K
$10K
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
SELL
|
- |
-737- 86.91% |
$9.85K - $10.6K
|
111
$897
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-9.5KClosed |
$127K - $137K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1.7KClosed |
$22.7K - $24.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-288Closed |
$3.85K - $4.14K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
12.3KNew |
$164K - $177K
|
12.3K
$99.4K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
332KNew |
$4.56M - $4.97M
|
332K
$2.68M
|
|
|
Aug 16, 2021
Q2 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-15.5KClosed |
$213K - $232K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-3.7KClosed |
$50.8K - $55.4K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-119KClosed |
$1.63M - $1.78M
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-400Closed |
$5.5K - $5.99K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-12.8KClosed |
$176K - $192K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Cno Financial Group, Inc.
|
SELL
|
- |
-516KClosed |
$7.09M - $7.72M
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-9.86KClosed |
$135K - $148K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-10KClosed |
$138K - $150K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-24.5KClosed |
$337K - $367K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-36.2KClosed |
$403K - $539K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Kennedy Capital Management, Inc.
St Louis, MO |
SELL
|
- |
-68.5KClosed |
$762K - $1.02M
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-20KClosed |
$223K - $298K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500+ 66.67% |
$5.57K - $7.45K
|
1.25K
$10.1K
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-11KClosed |
$122K - $164K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-75.9KClosed |
$700K - $939K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-242Closed |
$2.23K - $2.99K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
11KNew |
$101K - $136K
|
11K
$88.9K
|
|
|
Feb 12, 2021
Q4 2020
|
Aigen Investment Management, LP
|
SELL
|
- |
-22.1KClosed |
$204K - $274K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-10.6KClosed |
$97.7K - $131K
|
0
$0
|
|
|
Jan 13, 2021
Q4 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-230Closed |
$2.12K - $2.85K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-1.57KClosed |
$13.7K - $16.1K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-25.6KClosed |
$224K - $264K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$17.5K - $20.6K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-11.6KClosed |
$102K - $119K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-10.7KClosed |
$93.8K - $110K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.92KClosed |
$34.3K - $40.3K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-40Closed |
$350 - $411
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-300Closed |
$1.57K - $3.25K
|
0
$0
|
|
|
Nov 18, 2022
Q2 2020
|
Citizens Business Bank
Ontario, CA |
SELL
|
- |
-14.1KClosed |
$73.4K - $152K
|
0
$0
|
|
|
Sep 08, 2021
Q2 2020
|
Retirement Group, LLC
|
SELL
|
- |
-442Closed |
$2.31K - $4.78K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Hudock, Inc.
|
SELL
|
- |
-300Closed |
$1.57K - $3.25K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-10.2KClosed |
$53.1K - $110K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-325Closed |
$1.7K - $3.52K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Mission Wealth Management, LP
|
SELL
|
- |
-26.5KClosed |
$138K - $287K
|
0
$0
|
|