Latest Institutional Transactions on Black Rock Tcp Capital Corp. (TCPC)
This table provides information on the latest institutional transactions involving Black Rock Tcp Capital Corp. (TCPC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 30, 2020
Q2 2020
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-1.1KClosed |
$5.74K - $11.9K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
P.A.W. Capital Corp
|
SELL
|
- |
-5K- 7.69% |
$26.1K - $54.1K
|
60K
$485K
|
|
| Q1 2020 | |||||||
|
Feb 10, 2021
Q1 2020
|
Stableford Capital Ii LLC
Scottsdale, AZ |
SELL
|
- |
-15.5KClosed |
$68.2K - $229K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-8.7KClosed |
$38.3K - $128K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-303KClosed |
$1.33M - $4.46M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-11.3KClosed |
$49.6K - $166K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Abrdn PLC
|
SELL
|
- |
-61.8KClosed |
$272K - $912K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sargent Investment Group, LLC
|
SELL
|
- |
-14.7KClosed |
$64.7K - $217K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-200Closed |
$880 - $2.95K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Tcw Group Inc
|
SELL
|
- |
-21.3KClosed |
$93.7K - $314K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.42KClosed |
$6.23K - $20.9K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Canal Capital Management, LLC
|
SELL
|
- |
-15.2KClosed |
$66.9K - $224K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
125KNew |
$549K - $1.84M
|
125K
$1.01M
|
|
|
Apr 07, 2020
Q1 2020
|
Gradient Investments LLC
|
BUY
|
- |
2KNew |
$8.8K - $29.5K
|
2K
$16.2K
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.94KClosed |
$25.4K - $28K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-75.1KClosed |
$988K - $1.09M
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-2.3KClosed |
$30.2K - $33.3K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-820KClosed |
$10.8M - $11.7M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-119KClosed |
$1.56M - $1.7M
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-58.6KClosed |
$771K - $839K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
11.2KNew |
$147K - $160K
|
11.2K
$90.4K
|
|
|
Nov 12, 2019
Q3 2019
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-79.6KClosed |
$1.05M - $1.14M
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.2KClosed |
$147K - $160K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Vaughan Nelson Investment Management, L.P.
|
SELL
|
- |
-977KClosed |
$12.9M - $14M
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Jnba Financial Advisors
|
SELL
|
- |
-100Closed |
$1.32K - $1.43K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Cutler Group LP
|
SELL
|
PUT |
-4.2KClosed |
$55.3K - $60.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Nov 19, 2019
Q2 2019
|
Global Retirement Partners, LLC
|
SELL
|
- |
-301Closed |
$4.23K - $4.45K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-28Closed |
$393 - $414
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Quantinno Capital Management LP
New York, NY |
SELL
|
- |
-12.3KClosed |
$172K - $181K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-218KClosed |
$3.06M - $3.21M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-4.63KClosed |
$65.1K - $68.4K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-12.8KClosed |
$180K - $189K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-500Closed |
$7.03K - $7.39K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-110Closed |
$1.55K - $1.62K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Steelhead Partners LLC
Seattle, WA |
SELL
|
- |
-25.6KClosed |
$338K - $381K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Alberta Investment Management Corp
Edmonton, A0 |
BUY
|
- |
95KNew |
$1.25M - $1.41M
|
95K
$768K
|
|
|
May 14, 2019
Q1 2019
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
PUT |
40KNew |
$528K - $595K
|
40K
$323K
|
|
|
May 14, 2019
Q1 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-41.9KClosed |
$553K - $623K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-53.7KClosed |
$709K - $798K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-9.8KClosed |
$129K - $146K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-7.5KClosed |
$99.1K - $112K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Royce & Associates LP
|
SELL
|
- |
-101KClosed |
$1.33M - $1.5M
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Jbf Capital, Inc.
Aspen, CO |
SELL
|
- |
-10KClosed |
$132K - $149K
|
0
$0
|
|
|
Apr 17, 2019
Q1 2019
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-11.5KClosed |
$152K - $171K
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-21.1KClosed |
$278K - $313K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.1KClosed |
$14K - $15.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Magnetar Financial LLC
Evanston, IL |
SELL
|
- |
-15.3KClosed |
$195K - $221K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Fj Capital Management LLC
Mclean, VA |
SELL
|
- |
-13.5KClosed |
$172K - $196K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Cutler Group LP
|
SELL
|
- |
-2.22KClosed |
$28.4K - $32.2K
|
0
$0
|
|