Purchases and Sales Made in Q4 2022 in Black Rock Tcp Capital Corp. (TCPC)
This table provides information about the institutional ownership of Black Rock Tcp Capital Corp. (TCPC) during Q4 2022. The information is specifically focused on institutions that hold shares of BlackRock TCP Capital Corp..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2023
Q4 2022
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
BUY
|
- |
1.93K+ 5.75% |
$20.9K - $26.1K
|
35.5K
$334K
|
|
|
Feb 10, 2023
Q4 2022
|
Allen Investment Management LLC
|
BUY
|
- |
1.79K+ 5.11% |
$19.4K - $24.2K
|
36.8K
$347K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.75K+ 2.18% |
$19K - $23.7K
|
82.1K
$772K
|
|
|
Jan 27, 2023
Q4 2022
|
Blue Zone Wealth Advisors, LLC
|
BUY
|
- |
1.71K+ 1.55% |
$18.5K - $23.1K
|
112K
$1.05M
|
|
|
Jan 23, 2023
Q4 2022
|
Goodwin Daniel L
|
BUY
|
- |
1.5K+ 9.38% |
$16.3K - $20.3K
|
17.5K
$165K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.47K+ 6.39% |
$15.9K - $19.9K
|
24.5K
$230K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
1.29KNew |
$14K - $17.5K
|
1.29K
$12.1K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.25KNew |
$13.6K - $16.9K
|
1.25K
$11.8K
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.1K+ 9.09% |
$11.9K - $14.9K
|
13.2K
$124K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.09K+ 0.17% |
$11.8K - $14.7K
|
647K
$6.09M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.01K+ 1.14% |
$10.9K - $13.7K
|
90K
$847K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
1KNew |
$10.8K - $13.5K
|
1K
$9.41K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
784+ 62.17% |
$8.5K - $10.6K
|
2.05K
$19.2K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
750New |
$8.13K - $10.2K
|
750
$7.06K
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
748New |
$8.11K - $10.1K
|
748
$7.04K
|
|
|
Feb 13, 2023
Q4 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
700+ 1.84% |
$7.59K - $9.48K
|
38.7K
$364K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
283+ 2.22% |
$3.07K - $3.83K
|
13K
$123K
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
203New |
$2.2K - $2.75K
|
203
$1.91K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
129+ 0.51% |
$1.4K - $1.75K
|
25.5K
$240K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
25New |
$271 - $339
|
25
$235
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
BUY
|
- |
25+ 0.17% |
$271 - $339
|
14.7K
$139K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
5+ 0.06% |
$54.2 - $67.7
|
7.9K
$74.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2+ 2.99% |
$21.7 - $27.1
|
69
$649
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-25- 0.18% |
$271 - $339
|
14.2K
$134K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-163- 1.36% |
$1.77K - $2.21K
|
11.8K
$111K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-295- 2.03% |
$3.2K - $3.99K
|
14.2K
$134K
|
|
|
Jan 03, 2023
Q4 2022
|
Confluence Investment Management LLC
|
SELL
|
- |
-333- 0.08% |
$3.61K - $4.51K
|
421K
$3.96M
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-443- 3.79% |
$4.8K - $6K
|
11.2K
$106K
|
|
|
Jan 26, 2023
Q4 2022
|
Monument Capital Management
|
SELL
|
- |
-444- 0.84% |
$4.81K - $6.01K
|
52.5K
$494K
|
|
|
Feb 14, 2023
Q4 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-652- 1.51% |
$7.07K - $8.83K
|
42.7K
$401K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-766- 0.55% |
$8.3K - $10.4K
|
139K
$1.3M
|
|
|
Jan 09, 2023
Q4 2022
|
Richard P Slaughter Associates Inc
|
SELL
|
- |
-1.3K- 0.64% |
$14.1K - $17.6K
|
200K
$1.89M
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.51K- 47.05% |
$16.3K - $20.4K
|
1.7K
$15.9K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.78K- 3.46% |
$19.3K - $24.1K
|
49.7K
$467K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.4K- 2.8% |
$26K - $32.5K
|
83.5K
$786K
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-2.8K- 0.87% |
$30.4K - $37.9K
|
318K
$2.99M
|
|
|
Feb 02, 2023
Q4 2022
|
Financial Advisors Network, Inc.
|
SELL
|
- |
-3K- 17.65% |
$32.5K - $40.6K
|
14K
$132K
|
|
|
Feb 13, 2023
Q4 2022
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-3.22K- 17.09% |
$34.9K - $43.6K
|
15.6K
$147K
|
|
|
Feb 10, 2023
Q4 2022
|
Cove Street Capital, LLC
El Segundo, CA |
SELL
|
- |
-3.6K- 55.38% |
$39K - $48.7K
|
2.9K
$27.3K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-4.42K- 1.46% |
$47.9K - $59.8K
|
298K
$2.81M
|
|
|
Feb 10, 2023
Q4 2022
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-4.52K- 10.71% |
$49K - $61.2K
|
37.7K
$354K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-4.67K- 2.59% |
$50.6K - $63.3K
|
176K
$1.65M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.39K- 5.51% |
$58.5K - $73K
|
92.4K
$870K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.07K- 6.78% |
$65.8K - $82.2K
|
83.4K
$785K
|
|
|
Feb 14, 2023
Q4 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-7K- 20.51% |
$75.8K - $94.7K
|
27.1K
$255K
|
|
|
Feb 13, 2023
Q4 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-7.98K- 15.96% |
$86.5K - $108K
|
42K
$396K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-9.47K- 16.4% |
$103K - $128K
|
48.3K
$454K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.67K- 8.26% |
$105K - $131K
|
107K
$1.01M
|
|
|
Jan 18, 2023
Q4 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-9.91K- 5.57% |
$107K - $134K
|
168K
$1.58M
|