Latest Institutional Transactions on Templeton Dragon Fund Inc (TDF)
This table provides information on the latest institutional transactions involving Templeton Dragon Fund Inc (TDF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 06, 2020
Q2 2020
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-19KClosed |
$316K - $389K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Arch Point Investors
Coral Gables, FL |
SELL
|
- |
-1.7KClosed |
$28.2K - $34.8K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-650Closed |
$10.8K - $13.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.64KClosed |
$28.6K - $31.8K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.52KClosed |
$44.1K - $49K
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Hudock, Inc.
|
SELL
|
- |
-120Closed |
$2.1K - $2.33K
|
0
$0
|
|
|
Jan 08, 2020
Q4 2019
|
Foundation Resource Management Inc
|
SELL
|
- |
-13.2KClosed |
$232K - $258K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 30, 2019
Q3 2019
|
Baystate Wealth Management LLC
|
SELL
|
- |
-83Closed |
$1.48K - $1.65K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-211Closed |
$3.83K - $4.38K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
10KNew |
$182K - $208K
|
10K
$98.3K
|
|
|
Aug 05, 2019
Q2 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
-3.75K- 81.64% |
$68.1K - $78K
|
844
$8.3K
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-449Closed |
$8.15K - $9.33K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Arlington Financial Advisors, LLC
|
SELL
|
- |
-473KClosed |
$7.76M - $9.51M
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.7KClosed |
$175K - $214K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-11.9KClosed |
$194K - $237K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Kelman Lazarov, Inc.
Memphis, TN |
SELL
|
- |
-11.2KClosed |
$182K - $222K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.15KClosed |
$18.7K - $22.8K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-100Closed |
$1.62K - $1.99K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-50Closed |
$811 - $993
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
32.8KNew |
$618K - $709K
|
32.8K
$322K
|
|
|
Nov 14, 2018
Q3 2018
|
Advisor Net Financial, Inc
|
SELL
|
- |
-300Closed |
$5.65K - $6.49K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-23.2KClosed |
$438K - $503K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-120Closed |
$2.26K - $2.6K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-169Closed |
$3.18K - $3.66K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-10.8KClosed |
$204K - $234K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-9.39KClosed |
$177K - $203K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-20Closed |
$416 - $462
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Cornerstone Capital, Inc.
Palo Alto, CA |
SELL
|
- |
-13.2KClosed |
$275K - $305K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-622Closed |
$12.9K - $14.4K
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Private Capital Group, LLC
|
SELL
|
- |
-15Closed |
$312 - $347
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-10.4KClosed |
$223K - $256K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-3KClosed |
$64.4K - $73.8K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Gramercy Funds Management LLC
Greenwich, CT |
SELL
|
- |
-126KClosed |
$2.71M - $3.1M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-18.5KClosed |
$397K - $455K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
19.7KNew |
$402K - $433K
|
19.7K
$193K
|
|
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-24.6KClosed |
$504K - $542K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-18Closed |
$368 - $396
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-21KClosed |
$429K - $462K
|
0
$0
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-450Closed |
$9.21K - $9.91K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.06KClosed |
$42.5K - $46.4K
|
0
$0
|
|
| Q1 2017 | |||||||
|
Oct 11, 2019
Q1 2017
|
Stonehage Fleming Financial Services Holdings LTD
|
SELL
|
- |
-900Closed |
N/A
|
0
$0
|
|