Latest Institutional Transactions on Tekla World Healthcare Fund (THW)
This table provides information on the latest institutional transactions involving Tekla World Healthcare Fund (THW) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 30, 2026
Q4 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-17.9K- 19.98% |
$213K - $234K
|
71.7K
$902K
|
|
|
Jan 29, 2026
Q4 2025
|
Ubs Group Ag
|
BUY
|
- |
8.62K+ 9.3% |
$103K - $113K
|
101K
$1.27M
|
|
|
Jan 29, 2026
Q4 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
60+ 0.2% |
$714 - $785
|
30.8K
$388K
|
|
|
Jan 28, 2026
Q4 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
14.6KNew |
$173K - $191K
|
14.6K
$183K
|
|
|
Jan 28, 2026
Q4 2025
|
Pmg Family Office LLC
Plano, TX |
SELL
|
- |
-4.18K- 14.95% |
$49.7K - $54.7K
|
23.8K
$299K
|
|
|
Jan 26, 2026
Q4 2025
|
Wealth Effects LLC
|
BUY
|
- |
200+ 0.66% |
$2.38K - $2.62K
|
30.3K
$381K
|
|
|
Jan 23, 2026
Q4 2025
|
Assetmark, Inc
|
BUY
|
- |
515New |
$6.13K - $6.74K
|
515
$6.48K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
13.8KNew |
$164K - $180K
|
13.8K
$173K
|
|
|
Jan 20, 2026
Q4 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
5+ 1.62% |
$59.5 - $65.5
|
314
$3.95K
|
|
|
Jan 16, 2026
Q4 2025
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
20KNew |
$238K - $262K
|
20K
$252K
|
|
|
Jan 15, 2026
Q4 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-100- 20.0% |
$1.19K - $1.31K
|
400
$5.03K
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
41KNew |
$488K - $537K
|
41K
$516K
|
|
|
Jan 14, 2026
Q4 2025
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-1.52K- 2.8% |
$18.1K - $19.9K
|
52.7K
$663K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
751+ 0.32% |
$8.94K - $9.83K
|
238K
$3M
|
|
|
Jan 12, 2026
Q4 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-267- 1.77% |
$3.18K - $3.5K
|
14.8K
$186K
|
|
| Q3 2025 | |||||||
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
1+ 2.94% |
$10.2 - $12.6
|
35
$440
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-5- 0.17% |
$50.8 - $63
|
3K
$37.7K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
3.42KNew |
$34.8K - $43.1K
|
3.42K
$43K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.82K+ 9.1% |
$99.7K - $124K
|
118K
$1.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-7.55K- 12.78% |
$76.7K - $95.1K
|
51.5K
$648K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-8.73K- 27.8% |
$88.7K - $110K
|
22.7K
$285K
|
|
|
Nov 14, 2025
Q3 2025
|
Empire Financial Management Company, LLC
New York, NY |
BUY
|
- |
40.2K+ 190.48% |
$408K - $507K
|
61.3K
$771K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.69K- 10.02% |
$37.5K - $46.5K
|
33.1K
$417K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
79K+ 8.44% |
$803K - $995K
|
1.01M
$12.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14K+ 20.33% |
$142K - $176K
|
82.8K
$1.04M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11.7KNew |
$119K - $147K
|
11.7K
$147K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
43.4K+ 28.91% |
$441K - $547K
|
193K
$2.43M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
59K+ 404.63% |
$599K - $743K
|
73.6K
$925K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-4.71K- 7.5% |
$47.9K - $59.3K
|
58.1K
$731K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
500New |
$5.08K - $6.3K
|
500
$6.29K
|
|
|
Nov 13, 2025
Q3 2025
|
Tradition Wealth Management, LLC
|
BUY
|
- |
54+ 0.25% |
$549 - $680
|
21.3K
$268K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
40.4K+ 3358.19% |
$410K - $509K
|
41.6K
$523K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.43K+ 3.08% |
$14.6K - $18.1K
|
47.9K
$603K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
22.7KNew |
$231K - $286K
|
22.7K
$286K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
825+ 3.42% |
$8.38K - $10.4K
|
24.9K
$314K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-306- 0.25% |
$3.11K - $3.86K
|
123K
$1.55M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-4.35K- 13.06% |
$44.2K - $54.8K
|
29K
$364K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
13.8K+ 4.52% |
$140K - $174K
|
318K
$4M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.66K+ 2.64% |
$16.9K - $20.9K
|
64.6K
$813K
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
6.3KNew |
$64K - $79.4K
|
6.3K
$79.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
111+ 0.39% |
$1.13K - $1.4K
|
28.5K
$358K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.5K- 17.36% |
$25.4K - $31.5K
|
11.9K
$150K
|
|
|
Nov 10, 2025
Q3 2025
|
Alteri Wealth LLC
Westlake Village, CA |
BUY
|
- |
27+ 0.07% |
$274 - $340
|
38.2K
$481K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-200- 5.1% |
$2.03K - $2.52K
|
3.73K
$46.9K
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
353K+ 112.92% |
$3.59M - $4.45M
|
665K
$8.37M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
50.7K+ 245.12% |
$515K - $639K
|
71.4K
$898K
|
|
|
Nov 06, 2025
Q3 2025
|
Westbourne Investments, Inc.
Arlington, VA |
BUY
|
- |
519+ 2.67% |
$5.27K - $6.54K
|
20K
$251K
|
|
|
Nov 06, 2025
Q3 2025
|
Costello Asset Management, Inc
|
BUY
|
- |
20+ 1.04% |
$203 - $252
|
1.94K
$24.4K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-148- 0.79% |
$1.5K - $1.86K
|
18.6K
$234K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.5K- 14.17% |
$45.7K - $56.7K
|
27.3K
$343K
|
|