Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
23KNew |
$109K - $114K
|
23K
$113K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-9.32K- 20.1% |
$44.1K - $46.2K
|
37.1K
$182K
|
|
|
Jul 18, 2025
Q2 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-400- 0.81% |
$1.89K - $1.98K
|
49K
$241K
|
|
| Q1 2025 | |||||||
|
Nov 21, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-105- 2.41% |
$500 - $518
|
4.25K
$20.9K
|
|
|
May 15, 2025
Q1 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.4KNew |
$49.7K - $51.5K
|
10.4K
$51.4K
|
|
|
May 15, 2025
Q1 2025
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.25K- 5.21% |
$5.95K - $6.16K
|
22.7K
$112K
|
|
|
May 14, 2025
Q1 2025
|
Ieq Capital, LLC
|
BUY
|
- |
76KNew |
$362K - $375K
|
76K
$374K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.23K+ 0.81% |
$15.4K - $15.9K
|
402K
$1.98M
|
|
|
May 09, 2025
Q1 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
SELL
|
- |
-8.97K- 16.54% |
$42.7K - $44.2K
|
45.3K
$223K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-5.55K- 30.48% |
$26.4K - $27.4K
|
12.7K
$62.3K
|
|
|
Apr 23, 2025
Q1 2025
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-42- 13.04% |
$200 - $207
|
280
$1.38K
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
33.2KNew |
$158K - $164K
|
33.2K
$163K
|
|
| Q4 2024 | |||||||
|
Mar 17, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.1KNew |
$48.5K - $51.7K
|
10.1K
$49.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.7KNew |
$51.3K - $54.6K
|
10.7K
$52.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-50.2K- 74.59% |
$241K - $257K
|
17.1K
$84.1K
|
|
|
Feb 10, 2025
Q4 2024
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-2.7K- 21.26% |
$13K - $13.8K
|
10K
$49.2K
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
10.4KNew |
$49.9K - $53.1K
|
10.4K
$51K
|
|
|
Jan 16, 2025
Q4 2024
|
Transform Wealth, LLC
|
BUY
|
- |
54.4KNew |
$262K - $279K
|
54.4K
$268K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-675- 25.98% |
$3.17K - $3.5K
|
1.92K
$9.46K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.14K- 32.59% |
$28.8K - $31.9K
|
12.7K
$62.5K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.81K+ 28.55% |
$22.5K - $25K
|
21.7K
$107K
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2K+ 4.62% |
$9.38K - $10.4K
|
45.3K
$223K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.01K+ 19.88% |
$9.43K - $10.4K
|
12.1K
$59.6K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO
|
SELL
|
- |
-932- 5.51% |
$4.37K - $4.84K
|
16K
$78.6K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-23K- 13.24% |
$108K - $120K
|
151K
$742K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-23.3K- 2.63% |
$109K - $121K
|
862K
$4.24M
|
|
| Q2 2024 | |||||||
|
Mar 28, 2025
Q2 2024
|
Berkeley, Inc
Boise, ID |
SELL
|
- |
-1.07M- 98.97% |
$4.86M - $5.09M
|
11.1K
$54.8K
|
|
|
Aug 14, 2024
Q2 2024
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-1.36K- 46.26% |
$6.18K - $6.48K
|
1.58K
$7.78K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
22.4KNew |
$102K - $106K
|
22.4K
$110K
|
|
|
Aug 13, 2024
Q2 2024
|
Merriman Wealth Management, LLC
|
BUY
|
- |
10.1KNew |
$45.7K - $48K
|
10.1K
$49.6K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.4KNew |
$47.3K - $49.6K
|
10.4K
$51.3K
|
|
|
Aug 05, 2024
Q2 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1+ 0.0% |
$4.54 - $4.76
|
42K
$206K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
6+ 1.35% |
$27.2 - $28.6
|
450
$2.21K
|
|
|
Jul 25, 2024
Q2 2024
|
Calamos Advisors LLC
|
BUY
|
- |
28.1KNew |
$128K - $134K
|
28.1K
$138K
|
|
| Q1 2024 | |||||||
|
Nov 22, 2024
Q1 2024
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
10KNew |
$46.2K - $48.1K
|
10K
$49.2K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.1K- 7.87% |
$5.1K - $5.31K
|
12.9K
$63.5K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
6KNew |
$27.7K - $28.9K
|
6K
$29.5K
|
|
|
May 14, 2024
Q1 2024
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$49K - $51K
|
10.6K
$52.2K
|
|
|
May 14, 2024
Q1 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3K+ 15.0% |
$13.9K - $14.4K
|
23K
$113K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
34.9K+ 4.49% |
$161K - $168K
|
812K
$3.99M
|
|
|
May 07, 2024
Q1 2024
|
Stonebrook Private Inc.
Northville, MI |
SELL
|
- |
-5.06K- 12.14% |
$23.4K - $24.4K
|
36.6K
$180K
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
15.8KNew |
$72.8K - $75.8K
|
15.8K
$77.6K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
22.5KNew |
$104K - $108K
|
22.5K
$111K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-219K- 57.35% |
$1.01M - $1.05M
|
163K
$800K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.44K- 11.3% |
$25.1K - $26.2K
|
42.7K
$210K
|
|
| Q4 2023 | |||||||
|
May 28, 2025
Q4 2023
|
Wealth Management Associates, Inc.
Cherry Hill, NJ |
SELL
|
- |
-10.2KClosed |
$45.8K - $49.6K
|
0
$0
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
18.1KNew |
$80.9K - $87.6K
|
18.1K
$88.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
23.6KNew |
$106K - $114K
|
23.6K
$116K
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
SELL
|
- |
-35.4K- 98.39% |
$159K - $172K
|
580
$2.85K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-892- 66.47% |
$4K - $4.33K
|
450
$2.21K
|
|