Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.14K- 32.59% |
$28.8K - $31.9K
|
12.7K
$62.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
3.65K+ 35.66% |
$17.1K - $18.9K
|
13.9K
$68.3K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.81K+ 28.55% |
$22.5K - $25K
|
21.7K
$107K
|
|
|
Oct 30, 2024
Q3 2024
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
36+ 0.31% |
$169 - $187
|
11.8K
$57.9K
|
|
|
Oct 30, 2024
Q3 2024
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2K+ 4.62% |
$9.38K - $10.4K
|
45.3K
$223K
|
|
|
Oct 24, 2024
Q3 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.01K+ 19.88% |
$9.43K - $10.4K
|
12.1K
$59.6K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO
|
SELL
|
- |
-932- 5.51% |
$4.37K - $4.84K
|
16K
$78.6K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-23K- 13.24% |
$108K - $120K
|
151K
$742K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-23.3K- 2.63% |
$109K - $121K
|
862K
$4.24M
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.1KNew |
$45.6K - $47.8K
|
10.1K
$49.4K
|
|
|
Aug 14, 2024
Q2 2024
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-1.36K- 46.26% |
$6.18K - $6.48K
|
1.58K
$7.78K
|
|
|
Aug 14, 2024
Q2 2024
|
Flow State Investments, L.P.
Chicago, IL |
BUY
|
- |
22.4KNew |
$102K - $106K
|
22.4K
$110K
|
|
|
Aug 14, 2024
Q2 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.3K- 3.55% |
$5.9K - $6.18K
|
35.3K
$174K
|
|
|
Aug 13, 2024
Q2 2024
|
Merriman Wealth Management, LLC
|
BUY
|
- |
10.1KNew |
$45.7K - $48K
|
10.1K
$49.6K
|
|
|
Aug 09, 2024
Q2 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.4KNew |
$47.3K - $49.6K
|
10.4K
$51.3K
|
|
|
Aug 05, 2024
Q2 2024
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1+ 0.0% |
$4.54 - $4.76
|
42K
$206K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
6+ 1.35% |
$27.2 - $28.6
|
450
$2.21K
|
|
|
Jul 25, 2024
Q2 2024
|
Calamos Advisors LLC
|
BUY
|
- |
28.1KNew |
$128K - $134K
|
28.1K
$138K
|
|
|
Jul 23, 2024
Q2 2024
|
Mb Generational Wealth, LLC
Spokane, WA |
BUY
|
- |
16.9KNew |
$76.8K - $80.5K
|
16.9K
$83.2K
|
|
| Q1 2024 | |||||||
|
Nov 22, 2024
Q1 2024
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
10KNew |
$46.2K - $48.1K
|
10K
$49.2K
|
|
|
Jul 22, 2024
Q1 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.1K- 7.87% |
$5.1K - $5.31K
|
12.9K
$63.5K
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
6KNew |
$27.7K - $28.9K
|
6K
$29.5K
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-24.3K- 57.21% |
$112K - $117K
|
18.2K
$89.3K
|
|
|
May 14, 2024
Q1 2024
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3K+ 15.0% |
$13.9K - $14.4K
|
23K
$113K
|
|
|
May 14, 2024
Q1 2024
|
Drw Securities, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$49K - $51K
|
10.6K
$52.2K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
34.9K+ 4.49% |
$161K - $168K
|
812K
$3.99M
|
|
|
May 07, 2024
Q1 2024
|
Stonebrook Private Inc.
Northville, MI |
SELL
|
- |
-5.06K- 12.14% |
$23.4K - $24.4K
|
36.6K
$180K
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
15.8KNew |
$72.8K - $75.8K
|
15.8K
$77.6K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
22.5KNew |
$104K - $108K
|
22.5K
$111K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-219K- 57.35% |
$1.01M - $1.05M
|
163K
$800K
|
|
|
Apr 17, 2024
Q1 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.44K- 11.3% |
$25.1K - $26.2K
|
42.7K
$210K
|
|
| Q4 2023 | |||||||
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
18.1KNew |
$80.9K - $87.6K
|
18.1K
$88.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
23.6KNew |
$106K - $114K
|
23.6K
$116K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
13.2K+ 781.02% |
$59.2K - $64.1K
|
14.9K
$73.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
25.8KNew |
$116K - $125K
|
25.8K
$127K
|
|
|
Feb 13, 2024
Q4 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
SELL
|
- |
-35.4K- 98.39% |
$159K - $172K
|
580
$2.85K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-892- 66.47% |
$4K - $4.33K
|
450
$2.21K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2.5KNew |
$11.2K - $12.1K
|
2.5K
$12.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
10KNew |
$44.8K - $48.5K
|
10K
$49.2K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
5KNew |
$22.4K - $24.3K
|
5K
$24.6K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-941- 11.64% |
$4.22K - $4.56K
|
7.14K
$35.1K
|
|
| Q3 2023 | |||||||
|
Dec 06, 2023
Q3 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
433New |
$1.96K - $2.04K
|
433
$2.13K
|
|
|
Nov 14, 2023
Q3 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
360New |
$1.63K - $1.69K
|
360
$1.77K
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2KNew |
$9.06K - $9.4K
|
2K
$9.84K
|
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
BUY
|
- |
15.6KNew |
$70.5K - $73.2K
|
15.6K
$76.6K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-200- 28.57% |
$906 - $940
|
500
$2.46K
|
|
| Q2 2023 | |||||||
|
Feb 14, 2024
Q2 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
5K+ 71.43% |
$23K - $23.7K
|
12K
$59K
|
|
|
Aug 15, 2023
Q2 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.77K- 12.74% |
$8.11K - $8.35K
|
12.1K
$59.5K
|
|
|
Aug 10, 2023
Q2 2023
|
Wfa Of San Diego, LLC
|
BUY
|
- |
750New |
$3.44K - $3.55K
|
750
$3.69K
|
|
|
Aug 09, 2023
Q2 2023
|
Litman Gregory Wealth Management LLC
|
BUY
|
- |
16.2KNew |
$74.4K - $76.6K
|
16.2K
$79.7K
|
|