Latest Institutional Transactions on Tcw Strategic Income Fund Inc (TSI)
This table provides information on the latest institutional transactions involving Tcw Strategic Income Fund Inc (TSI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
33.2KNew |
$152K - $167K
|
33.2K
$162K
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.3K- 32.07% |
$28.9K - $31.7K
|
13.4K
$64.9K
|
|
|
May 08, 2023
Q1 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
100KNew |
$458K - $503K
|
100K
$486K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
965New |
$4.38K - $4.67K
|
965
$4.69K
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
28.1KNew |
$128K - $136K
|
28.1K
$137K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
26K+ 147.13% |
$124K - $134K
|
43.8K
$213K
|
|
|
Aug 15, 2022
Q2 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-67.7KClosed |
$322K - $348K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-16.8KClosed |
$79.9K - $86.1K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-10.4KClosed |
$49.3K - $53.1K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.03KClosed |
$14.4K - $15.5K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
700New |
$3.33K - $3.59K
|
700
$3.4K
|
|
|
Aug 10, 2022
Q2 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-1.77KClosed |
$8.43K - $9.08K
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
400New |
$1.9K - $2.05K
|
400
$1.94K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5.76KNew |
$27.4K - $29.5K
|
5.76K
$28K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1KClosed |
$4.76K - $5.13K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-14.7KClosed |
$70.2K - $75.6K
|
0
$0
|
|
|
Aug 02, 2022
Q2 2022
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-21.1K- 34.82% |
$100K - $108K
|
39.4K
$191K
|
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
500New |
$2.38K - $2.57K
|
500
$2.43K
|
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-360Closed |
$1.71K - $1.85K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Jun 17, 2022
Q1 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
500New |
$2.52K - $2.87K
|
500
$2.43K
|
|
|
May 16, 2022
Q1 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-22.5KClosed |
$113K - $129K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-400Closed |
$2.01K - $2.3K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-13.6KClosed |
$68.5K - $78.2K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
Interactive Financial Advisors
Chicago, IL |
SELL
|
- |
-600Closed |
$3.4K - $3.53K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-3.23KClosed |
$18.3K - $19K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-269Closed |
$1.53K - $1.58K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-700Closed |
$3.97K - $4.12K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-3.3KClosed |
$18.7K - $19.4K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-15.1KClosed |
$85.6K - $88.8K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-3.9K- 4.2% |
$22.1K - $22.9K
|
88.9K
$432K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1KClosed |
$5.67K - $5.88K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-4KClosed |
$22.9K - $23.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Geller Advisors LLC
New York, NY |
BUY
|
- |
60.2KNew |
$344K - $358K
|
60.2K
$293K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$57.2K - $59.4K
|
10K
$48.6K
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.7KClosed |
$66.9K - $69.5K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$2.86K - $2.97K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-10.4KClosed |
$58.7K - $61.8K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cumberland Partners LTD
Toronto, A6 |
BUY
|
- |
4.62K+ 15.18% |
$26.1K - $27.4K
|
35K
$170K
|
|
|
Jul 27, 2021
Q2 2021
|
Seelaus Asset Management LLC
|
SELL
|
- |
-10.3KClosed |
$58K - $61K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Sep 07, 2021
Q1 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$6.59K - $6.85K
|
0
$0
|
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-13.5KClosed |
$74.3K - $77.3K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Townsquare Capital LLC
|
SELL
|
- |
-16.9KClosed |
$92.7K - $96.4K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-45.4KClosed |
$249K - $259K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-13.4KClosed |
$73.6K - $76.5K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-5.81KClosed |
$31.9K - $33.2K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-76KClosed |
$418K - $434K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Mraz, Amerine & Associates, Inc.
|
SELL
|
- |
-39.2KClosed |
$215K - $224K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3K- 8.77% |
$16.5K - $17.1K
|
31.2K
$152K
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.5KClosed |
$46.7K - $48.5K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-460Closed |
$2.53K - $2.65K
|
0
$0
|
|