Latest Institutional Transactions on Tri Continental Corp (TY)
This table provides information on the latest institutional transactions involving Tri Continental Corp (TY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
202+ 72.14% |
$6.4K - $6.89K
|
482
$16.4K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
59+ 0.15% |
$1.87K - $2.01K
|
40.5K
$1.38M
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-972- 20.05% |
$30.8K - $33.2K
|
3.88K
$132K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
566New |
$17.9K - $19.3K
|
566
$19.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-15.2K- 66.23% |
$482K - $518K
|
7.75K
$264K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.94K+ 6.69% |
$93.3K - $100K
|
46.9K
$1.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-508- 3.93% |
$16.1K - $17.3K
|
12.4K
$423K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-462- 3.99% |
$14.6K - $15.8K
|
11.1K
$379K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
14.6KNew |
$463K - $498K
|
14.6K
$497K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-44.1K- 79.73% |
$1.4M - $1.5M
|
11.2K
$382K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-363- 11.21% |
$11.5K - $12.4K
|
2.87K
$97.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
5.58K+ 26.87% |
$177K - $190K
|
26.3K
$897K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.47K- 1.66% |
$268K - $289K
|
501K
$17.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
516K+ 390.79% |
$16.3M - $17.6M
|
648K
$22.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.33K- 18.59% |
$169K - $182K
|
23.3K
$795K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.58K+ 0.98% |
$81.7K - $87.9K
|
266K
$9.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.61K+ 3.05% |
$82.6K - $88.9K
|
88.1K
$3M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-454- 1.8% |
$14.4K - $15.5K
|
24.7K
$841K
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
6.03KNew |
$191K - $206K
|
6.03K
$205K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
6.28KNew |
$199K - $214K
|
6.28K
$214K
|
|
|
Nov 14, 2025
Q3 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
67.8K+ 15.08% |
$2.15M - $2.31M
|
518K
$17.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
51+ 0.78% |
$1.62K - $1.74K
|
6.58K
$224K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-522- 1.81% |
$16.5K - $17.8K
|
28.3K
$964K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-873- 12.56% |
$27.7K - $29.8K
|
6.08K
$207K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.21K- 3.53% |
$260K - $280K
|
224K
$7.64M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-47.1K- 13.81% |
$1.49M - $1.61M
|
294K
$10M
|
|
|
Nov 13, 2025
Q3 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-24.8K- 74.63% |
$788K - $847K
|
8.45K
$288K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-875- 4.76% |
$27.7K - $29.8K
|
17.5K
$596K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-1.3K- 48.89% |
$41.2K - $44.3K
|
1.36K
$46.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
633New |
$20.1K - $21.6K
|
633
$21.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-1- 0.01% |
$31.7 - $34.1
|
10.1K
$345K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2+ 1.12% |
$63.4 - $68.2
|
181
$6.16K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-156- 0.33% |
$4.95K - $5.32K
|
46.9K
$1.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
9.88K+ 227.64% |
$313K - $337K
|
14.2K
$484K
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
5.01K+ 8.0% |
$159K - $171K
|
67.6K
$2.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
44+ 0.5% |
$1.39K - $1.5K
|
8.76K
$298K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.51K+ 4.04% |
$79.7K - $85.7K
|
64.6K
$2.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.31K+ 2.35% |
$73.1K - $78.7K
|
100K
$3.42M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
22.6KNew |
$715K - $769K
|
22.6K
$768K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
11.8KNew |
$374K - $402K
|
11.8K
$402K
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Associates LTD
|
BUY
|
- |
6KNew |
$190K - $205K
|
6K
$204K
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-4.93K- 2.42% |
$156K - $168K
|
198K
$6.76M
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.12K- 8.96% |
$35.4K - $38.1K
|
11.4K
$387K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
6.14KNew |
$195K - $209K
|
6.14K
$209K
|
|
|
Nov 10, 2025
Q3 2025
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
5.96KNew |
$189K - $203K
|
5.96K
$203K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-120- 2.08% |
$3.8K - $4.09K
|
5.65K
$192K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.44K- 17.84% |
$45.6K - $49.1K
|
6.63K
$226K
|
|
|
Nov 07, 2025
Q3 2025
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
111+ 0.77% |
$3.52K - $3.79K
|
14.4K
$492K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21+ 0.14% |
$666 - $716
|
15K
$510K
|
|
|
Nov 07, 2025
Q3 2025
|
Fifth Third Bancorp
|
SELL
|
- |
-69- 5.58% |
$2.19K - $2.35K
|
1.17K
$39.7K
|
|