Latest Institutional Transactions on Tri Continental Corp (TY)
This table provides information on the latest institutional transactions involving Tri Continental Corp (TY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Summitry LLC
Foster City, CA |
BUY
|
- |
6.5KNew |
$206K - $222K
|
6.5K
$221K
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisory, LLC
|
BUY
|
- |
1.82K+ 1.3% |
$57.6K - $61.9K
|
141K
$4.8M
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-21K- 99.66% |
$666K - $717K
|
72
$2.45K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-182- 0.72% |
$5.77K - $6.21K
|
25.1K
$854K
|
|
|
Nov 06, 2025
Q3 2025
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-371- 2.13% |
$11.8K - $12.7K
|
17.1K
$582K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.56K+ 208.14% |
$81.1K - $87.3K
|
3.79K
$129K
|
|
|
Nov 06, 2025
Q3 2025
|
Msh Capital Advisors LLC
Scottsdale, AZ |
BUY
|
- |
2K+ 18.36% |
$63.4K - $68.2K
|
12.9K
$439K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-20.9K- 43.0% |
$661K - $711K
|
27.6K
$942K
|
|
|
Nov 05, 2025
Q3 2025
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
SELL
|
- |
-483- 1.16% |
$15.3K - $16.5K
|
41K
$1.4M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2+ 0.02% |
$63.4 - $68.2
|
9.68K
$330K
|
|
|
Nov 03, 2025
Q3 2025
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-1.45K- 12.37% |
$46K - $49.5K
|
10.3K
$350K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
91+ 0.78% |
$2.88K - $3.1K
|
11.8K
$401K
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
7+ 0.86% |
$222 - $239
|
819
$27.9K
|
|
|
Oct 31, 2025
Q3 2025
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-1.23K- 30.83% |
$39.1K - $42.1K
|
2.77K
$94.2K
|
|
|
Oct 30, 2025
Q3 2025
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
BUY
|
- |
38.4KNew |
$1.22M - $1.31M
|
38.4K
$1.31M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.86K+ 3.85% |
$154K - $166K
|
131K
$4.47M
|
|
|
Oct 28, 2025
Q3 2025
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
5.99KNew |
$190K - $204K
|
5.99K
$204K
|
|
|
Oct 28, 2025
Q3 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-138K- 89.63% |
$4.38M - $4.71M
|
16K
$544K
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
2.96K+ 8.35% |
$93.8K - $101K
|
38.4K
$1.31M
|
|
|
Oct 27, 2025
Q3 2025
|
Stone House Investment Management, LLC
|
BUY
|
- |
1+ 0.74% |
$31.7 - $34.1
|
136
$4.63K
|
|
|
Oct 24, 2025
Q3 2025
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
45+ 0.21% |
$1.43K - $1.53K
|
21.1K
$720K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.57K- 2.85% |
$49.7K - $53.5K
|
53.5K
$1.82M
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
1.2K+ 1.64% |
$37.9K - $40.8K
|
73.9K
$2.52M
|
|
|
Oct 22, 2025
Q3 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
5.7K+ 6.23% |
$181K - $194K
|
97.2K
$3.31M
|
|
|
Oct 22, 2025
Q3 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.29K+ 0.55% |
$72.6K - $78.1K
|
418K
$14.2M
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
14.2KNew |
$449K - $484K
|
14.2K
$483K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-150K- 92.19% |
$4.74M - $5.11M
|
12.7K
$432K
|
|
|
Oct 21, 2025
Q3 2025
|
First Pacific Financial
|
BUY
|
- |
2+ 0.95% |
$63.4 - $68.2
|
213
$7.25K
|
|
|
Oct 20, 2025
Q3 2025
|
Albion Financial Group
|
SELL
|
- |
-446- 1.41% |
$14.1K - $15.2K
|
31.2K
$1.06M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
24.6K+ 7.91% |
$781K - $841K
|
336K
$11.5M
|
|
|
Oct 20, 2025
Q3 2025
|
Rb Capital Management, LLC
|
BUY
|
- |
588+ 0.96% |
$18.6K - $20.1K
|
61.6K
$2.1M
|
|
|
Oct 17, 2025
Q3 2025
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
1.11KNew |
$35.3K - $38K
|
1.11K
$37.9K
|
|
|
Oct 17, 2025
Q3 2025
|
Bard Financial Services, Inc.
|
SELL
|
- |
-25.8K- 5.49% |
$819K - $882K
|
445K
$15.2M
|
|
|
Oct 16, 2025
Q3 2025
|
Mezzasalma Advisors, LLC
|
BUY
|
- |
6.29KNew |
$199K - $215K
|
6.29K
$214K
|
|
|
Oct 15, 2025
Q3 2025
|
Successful Portfolios LLC
|
SELL
|
- |
-771- 4.95% |
$24.4K - $26.3K
|
14.8K
$504K
|
|
|
Oct 15, 2025
Q3 2025
|
Mascagni Wealth Management, Inc.
Clinton, MS |
SELL
|
- |
-159- 2.5% |
$5.04K - $5.42K
|
6.2K
$211K
|
|
|
Oct 15, 2025
Q3 2025
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-115- 0.34% |
$3.65K - $3.92K
|
33.6K
$1.15M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
1.5K+ 83.93% |
$47.5K - $51.1K
|
3.29K
$112K
|
|
|
Oct 15, 2025
Q3 2025
|
Busey Wealth Management
|
BUY
|
- |
6.64KNew |
$211K - $227K
|
6.64K
$226K
|
|
|
Oct 15, 2025
Q3 2025
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-2.64K- 1.63% |
$83.7K - $90.1K
|
159K
$5.42M
|
|
|
Oct 10, 2025
Q3 2025
|
Stolper CO
|
SELL
|
- |
-43- 0.07% |
$1.36K - $1.47K
|
58.3K
$1.99M
|
|
|
Oct 10, 2025
Q3 2025
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
SELL
|
- |
-400- 8.7% |
$12.7K - $13.6K
|
4.2K
$143K
|
|
|
Oct 08, 2025
Q3 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
BUY
|
- |
4+ 0.36% |
$127 - $136
|
1.11K
$37.9K
|
|
|
Oct 07, 2025
Q3 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
417+ 0.46% |
$13.2K - $14.2K
|
91.8K
$3.13M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
367+ 0.65% |
$10K - $11.7K
|
56.9K
$1.94M
|
|
|
Sep 26, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-12.2K- 50.0% |
$333K - $387K
|
12.2K
$414K
|
|
|
Sep 22, 2025
Q2 2025
|
Gate Pass Capital, LLC
Independence, OH |
SELL
|
- |
-200- 1.34% |
$5.47K - $6.37K
|
14.8K
$503K
|
|
|
Aug 26, 2025
Q2 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-29.2K- 52.99% |
$799K - $930K
|
25.9K
$882K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
45+ 2.43% |
$1.23K - $1.43K
|
1.9K
$64.7K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
7.6KNew |
$208K - $242K
|
7.6K
$259K
|
|