Latest Institutional Transactions on Tri Continental Corp (TY)
This table provides information on the latest institutional transactions involving Tri Continental Corp (TY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-369Closed |
$12.1K - $12.9K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
First Premier Bank
|
BUY
|
- |
16.6KNew |
$541K - $579K
|
16.6K
$565K
|
|
| Q1 2021 | |||||||
|
Nov 09, 2023
Q1 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.25KClosed |
$36.4K - $40.5K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-15Closed |
$436 - $486
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Birchcreek Wealth Management, LLC
Miami Township, OH |
SELL
|
- |
-1.34KClosed |
$38.9K - $43.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Brown Advisory Inc
|
SELL
|
- |
-86.1KClosed |
$2.51M - $2.79M
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-7.73KClosed |
$225K - $251K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Manchester Financial Inc
|
SELL
|
- |
-26Closed |
$756 - $843
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-10Closed |
$291 - $324
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-2.58KClosed |
$75.1K - $83.7K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Ferguson Wellman Capital Management, Inc
|
BUY
|
- |
9.27KNew |
$270K - $300K
|
9.27K
$316K
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-50.1KClosed |
$1.27M - $1.49M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-7.85KClosed |
$199K - $233K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Matisse Capital
|
SELL
|
- |
-50.1KClosed |
$1.27M - $1.49M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-15.6KClosed |
$394K - $462K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
New Square Capital LLC
|
SELL
|
- |
-250Closed |
$6.33K - $7.43K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Addison Advisors LLC
|
BUY
|
- |
470New |
$11.9K - $14K
|
470
$16K
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-277Closed |
$7.01K - $8.23K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-212Closed |
$5.26K - $5.79K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.5KClosed |
$37.2K - $40.9K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-14.3KClosed |
$355K - $391K
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Guyasuta Investment Advisors Inc
|
SELL
|
- |
-13.1KClosed |
$324K - $357K
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Patriot Investment Management Inc.
|
SELL
|
- |
-280Closed |
$6.94K - $7.65K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3+ 0.1% |
$59.6 - $79.3
|
3.07K
$104K
|
|
|
Aug 14, 2020
Q2 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
10.4KNew |
$206K - $274K
|
10.4K
$354K
|
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-2.34KClosed |
$46.4K - $61.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
44K+ 59.02% |
$873K - $1.16M
|
118K
$4.04M
|
|
|
Aug 14, 2020
Q2 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-26.9KClosed |
$535K - $713K
|
0
$0
|
|
|
Jul 23, 2020
Q2 2020
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-300Closed |
$5.96K - $7.93K
|
0
$0
|
|
|
Jul 08, 2020
Q2 2020
|
Private Capital Management LLC
|
SELL
|
- |
-17.9KClosed |
$356K - $474K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-7.74KClosed |
$136K - $225K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-78Closed |
$1.37K - $2.27K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
American Asset Management Inc.
|
SELL
|
- |
-13.6KClosed |
$240K - $396K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.04KClosed |
$18.2K - $30.1K
|
0
$0
|
|
|
Apr 30, 2020
Q1 2020
|
St. James Investment Company, LLC
|
SELL
|
- |
-10.6KClosed |
$186K - $307K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Kelman Lazarov, Inc.
Memphis, TN |
SELL
|
- |
-17.4KClosed |
$306K - $504K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-20Closed |
$352 - $581
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-11.2KClosed |
$198K - $327K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-500Closed |
$8.81K - $14.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-8.85KClosed |
$236K - $255K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-3.24KClosed |
$86.4K - $93.4K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
417New |
$11.1K - $12K
|
417
$14.2K
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-328Closed |
$8.75K - $9.46K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-24.8KClosed |
$644K - $685K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-2.52KClosed |
$65.5K - $69.6K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Gsb Wealth Management, LLC
|
BUY
|
- |
2.52KNew |
$65.4K - $69.6K
|
2.52K
$85.7K
|
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-120Closed |
$3.12K - $3.32K
|
0
$0
|
|
|
Oct 23, 2019
Q3 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-521Closed |
$13.6K - $14.4K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-69.7KClosed |
$1.79M - $1.91M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-26.9KClosed |
$690K - $736K
|
0
$0
|
|