Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 05, 2019
Q2 2019
|
Requisite Capital Management, LLC
|
SELL
|
- |
-238Closed |
$2.72K - $3.22K
|
0
$0
|
|
Aug 02, 2019
Q2 2019
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-346KClosed |
$3.95M - $4.68M
|
0
$0
|
|
Aug 01, 2019
Q2 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-109Closed |
$1.25K - $1.47K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-1.99KClosed |
$22.7K - $26.9K
|
0
$0
|
|
Jul 30, 2019
Q2 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-565Closed |
$6.46K - $7.64K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
High Tower Trust Services, Lta
|
SELL
|
- |
-21.4KClosed |
$245K - $290K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-2.88KClosed |
$32.9K - $38.9K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.08KClosed |
$12.3K - $14.6K
|
0
$0
|
|
Jul 16, 2019
Q2 2019
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-13.3KClosed |
$152K - $180K
|
0
$0
|
|
Jul 16, 2019
Q2 2019
|
Tb Alternative Assets Ltd.
|
SELL
|
- |
-321KClosed |
$3.67M - $4.35M
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Kwmg, LLC
|
SELL
|
- |
-382Closed |
$4.37K - $5.17K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-1.3KClosed |
$14.8K - $17.5K
|
0
$0
|
|
Jul 08, 2019
Q2 2019
|
Cardinal Capital Management
|
SELL
|
- |
-101KClosed |
$1.16M - $1.37M
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-1.05KClosed |
$12.5K - $14.3K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-18Closed |
$213 - $245
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Old Mission Capital LLC
|
SELL
|
- |
-108KClosed |
$1.28M - $1.47M
|
0
$0
|
|
May 13, 2019
Q1 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.07KClosed |
$12.6K - $14.5K
|
0
$0
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-1.05KClosed |
$12.5K - $14.3K
|
0
$0
|
|
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-1.88KClosed |
$22.2K - $25.5K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-1.43KClosed |
$16.9K - $19.5K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-2.8KClosed |
$33.2K - $38.1K
|
0
$0
|
|
May 01, 2019
Q1 2019
|
Destination Wealth Management
|
SELL
|
- |
-706Closed |
$8.37K - $9.61K
|
0
$0
|
|
Apr 22, 2019
Q1 2019
|
G&S Capital LLC
|
SELL
|
- |
-774Closed |
$9.17K - $10.5K
|
0
$0
|
|
Apr 09, 2019
Q1 2019
|
Washington Trust Bank
|
SELL
|
- |
-790Closed |
$9.36K - $10.8K
|
0
$0
|
|
Apr 04, 2019
Q1 2019
|
First Premier Bank
|
SELL
|
- |
-505Closed |
$5.98K - $6.87K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
360+ 900.0% |
$4.25K - $5.61K
|
400
$14.1K
|
|
Feb 14, 2019
Q4 2018
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-595Closed |
$7.03K - $9.26K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
12.4K+ 99.09% |
$146K - $193K
|
24.9K
$880K
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.1KClosed |
$24.8K - $32.7K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Gratus Capital LLC
|
BUY
|
- |
1.23KNew |
$14.5K - $19.1K
|
1.23K
$43.3K
|
|
Feb 13, 2019
Q4 2018
|
Gratus Capital LLC
|
BUY
|
CALL |
20KNew |
$236K - $311K
|
20K
$707K
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-4.77KClosed |
$56.3K - $74.2K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-22.1KClosed |
$262K - $345K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
New Vernon Investment Management LLC
Highland Park, IL |
SELL
|
- |
-110KClosed |
$1.3M - $1.71M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Bahl & Gaynor Inc
|
SELL
|
- |
-10.8KClosed |
$128K - $168K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-819Closed |
$9.67K - $12.8K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
New York State Common Retirement Fund
|
SELL
|
- |
-65.2KClosed |
$770K - $1.02M
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-190Closed |
$2.24K - $2.96K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-227Closed |
$2.68K - $3.53K
|
0
$0
|
|
Feb 06, 2019
Q4 2018
|
River Road Asset Management, LLC
|
SELL
|
- |
-13.1KClosed |
$155K - $204K
|
0
$0
|
|
Feb 01, 2019
Q4 2018
|
Forward Management, LLC
|
SELL
|
- |
-152Closed |
$1.8K - $2.37K
|
0
$0
|
|
Jan 29, 2019
Q4 2018
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-1.24KClosed |
$14.6K - $19.3K
|
0
$0
|
|
Jan 14, 2019
Q4 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-54.7KClosed |
$646K - $851K
|
0
$0
|
|
Jan 14, 2019
Q4 2018
|
True Private Wealth Advisors
|
SELL
|
- |
-6.79KClosed |
$80.2K - $106K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 14, 2018
Q3 2018
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-179KClosed |
$2.68M - $2.98M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
David Tepper
Appaloosa LP | Short Hills, Nj
|
SELL
|
- |
-6.83MClosed |
$102M - $114M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.4KClosed |
$171K - $190K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-1.5KClosed |
$22.5K - $25K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-20.9KClosed |
$313K - $348K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Symmetry Peak Management LLC
Radnor, PA |
SELL
|
PUT |
-50KClosed |
$749K - $832K
|
0
$0
|