Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2018
Q3 2018
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-290Closed |
$4.34K - $4.83K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Jabodon Pt CO
Reno, NV |
SELL
|
- |
-164KClosed |
$2.46M - $2.73M
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-275Closed |
$4.12K - $4.58K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Holistic Financial Partners
|
SELL
|
- |
-5.54KClosed |
$83.9K - $97.7K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-115Closed |
$1.74K - $2.03K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-30KClosed |
$455K - $530K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Ninepoint Partners LP
|
SELL
|
- |
-40.4KClosed |
$612K - $713K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-11.8KClosed |
$179K - $208K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-12.6KClosed |
$191K - $223K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Chescapmanager LLC
Baltimore, MD |
SELL
|
- |
-143KClosed |
$2.16M - $2.52M
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.22KClosed |
$18.5K - $21.5K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-18.2KClosed |
$275K - $321K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-15.3KClosed |
$232K - $270K
|
0
$0
|
|
|
Jul 24, 2018
Q2 2018
|
Zeke Capital Advisors, LLC
Berwyn, PA |
SELL
|
- |
-28.9KClosed |
$438K - $510K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
First Command Bank
|
SELL
|
- |
-209Closed |
$3.17K - $3.69K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-3KClosed |
$51.7K - $62.7K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.36KClosed |
$75.2K - $91.1K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-1.23KClosed |
$21.1K - $25.6K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-720Closed |
$12.4K - $15K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-1.08KClosed |
$18.7K - $22.6K
|
0
$0
|
|
|
Apr 25, 2018
Q1 2018
|
Wright Investors Service Inc
|
SELL
|
- |
-26KClosed |
$449K - $544K
|
0
$0
|
|
|
Apr 23, 2018
Q1 2018
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-19.2KClosed |
$331K - $401K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-311Closed |
$5.36K - $6.5K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 28, 2018
Q4 2017
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-660Closed |
$11.2K - $12.1K
|
0
$0
|
|
|
Feb 22, 2018
Q4 2017
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-564Closed |
$9.53K - $10.4K
|
0
$0
|
|
|
Feb 15, 2018
Q4 2017
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-23.5KClosed |
$397K - $432K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-296KClosed |
$5M - $5.45M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
199KNew |
$3.36M - $3.65M
|
199K
$6.65M
|
|
|
Feb 13, 2018
Q4 2017
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-829Closed |
$14K - $15.3K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-42.2KClosed |
$714K - $777K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Granahan Investment Management, LLC
Waltham, MA |
SELL
|
- |
-10.2KClosed |
$173K - $188K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Mcia Inc
|
SELL
|
- |
-6.95KClosed |
$117K - $128K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-1.65KClosed |
$27.9K - $30.4K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 06, 2017
Q3 2017
|
Salient Capital Advisors, LLC
|
SELL
|
- |
-27.6KClosed |
$446K - $485K
|
0
$0
|
|
|
Oct 19, 2017
Q3 2017
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-13.8KClosed |
$223K - $243K
|
0
$0
|
|
|
Oct 10, 2017
Q3 2017
|
First Command Financial Services, Inc.
|
BUY
|
- |
209New |
$3.38K - $3.67K
|
209
$7K
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-13.5KClosed |
N/A
|
0
$0
|
|
| Q1 2017 | |||||||
|
May 07, 2020
Q1 2017
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.16KClosed |
N/A
|
0
$0
|
|
| Q3 2015 | |||||||
|
Sep 04, 2024
Q3 2015
|
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group
Warsaw, R9 |
SELL
|
- |
-255KClosed |
N/A
|
0
$0
|
|
| Q2 2010 | |||||||
|
Aug 05, 2021
Q2 2010
|
Antonetti Capital Management LLC
|
BUY
|
- |
123New |
N/A
|
123
$4.12K
|
|