Latest Institutional Transactions on Ubs Group Ag (UBS)
This table provides information on the latest institutional transactions involving Ubs Group Ag (UBS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2019
Q1 2019
|
Destination Wealth Management
|
SELL
|
- |
-706Closed |
$8.37K - $9.61K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
G&S Capital LLC
|
SELL
|
- |
-774Closed |
$9.17K - $10.5K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Washington Trust Bank
|
SELL
|
- |
-790Closed |
$9.36K - $10.8K
|
0
$0
|
|
|
Apr 04, 2019
Q1 2019
|
First Premier Bank
|
SELL
|
- |
-505Closed |
$5.98K - $6.87K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
360+ 900.0% |
$4.25K - $5.61K
|
400
$15.6K
|
|
|
Feb 14, 2019
Q4 2018
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-595Closed |
$7.03K - $9.26K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
12.4K+ 99.09% |
$146K - $193K
|
24.9K
$969K
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-2.1KClosed |
$24.8K - $32.7K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Gratus Capital LLC
|
BUY
|
- |
1.23KNew |
$14.5K - $19.1K
|
1.23K
$47.7K
|
|
|
Feb 13, 2019
Q4 2018
|
Gratus Capital LLC
|
BUY
|
CALL |
20KNew |
$236K - $311K
|
20K
$778K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-4.77KClosed |
$56.3K - $74.2K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
New Vernon Investment Management LLC
Highland Park, IL |
SELL
|
- |
-110KClosed |
$1.3M - $1.71M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Bahl & Gaynor Inc
|
SELL
|
- |
-10.8KClosed |
$128K - $168K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-819Closed |
$9.67K - $12.8K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
New York State Common Retirement Fund
|
SELL
|
- |
-65.2KClosed |
$770K - $1.02M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-190Closed |
$2.24K - $2.96K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-227Closed |
$2.68K - $3.53K
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
River Road Asset Management, LLC
|
SELL
|
- |
-13.1KClosed |
$155K - $204K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Forward Management, LLC
|
SELL
|
- |
-152Closed |
$1.8K - $2.37K
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-1.24KClosed |
$14.6K - $19.3K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Legacy Advisors, LLC
|
SELL
|
- |
-54.7KClosed |
$646K - $851K
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
True Private Wealth Advisors
|
SELL
|
- |
-6.79KClosed |
$80.2K - $106K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-179KClosed |
$2.68M - $2.98M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
David Tepper
Appaloosa LP | Short Hills, Nj
|
SELL
|
- |
-6.83MClosed |
$102M - $114M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.4KClosed |
$171K - $190K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-1.5KClosed |
$22.5K - $25K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-20.9KClosed |
$313K - $348K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Symmetry Peak Management LLC
Radnor, PA |
SELL
|
PUT |
-50KClosed |
$749K - $832K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-368Closed |
$5.51K - $6.13K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-600Closed |
$8.99K - $9.99K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-286Closed |
$4.28K - $4.76K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Hilton Capital Management, LLC
|
SELL
|
- |
-683KClosed |
$10.2M - $11.4M
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-165Closed |
$2.47K - $2.75K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-290Closed |
$4.34K - $4.83K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Jabodon Pt CO
Reno, NV |
SELL
|
- |
-164KClosed |
$2.46M - $2.73M
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-275Closed |
$4.12K - $4.58K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Holistic Financial Partners
|
SELL
|
- |
-5.54KClosed |
$83.9K - $97.7K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Hanseatic Management Services Inc
|
SELL
|
- |
-115Closed |
$1.74K - $2.03K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-30KClosed |
$455K - $530K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Ninepoint Partners LP
|
SELL
|
- |
-40.4KClosed |
$612K - $713K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-11.8KClosed |
$179K - $208K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-12.6KClosed |
$191K - $223K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Chescapmanager LLC
Baltimore, MD |
SELL
|
- |
-143KClosed |
$2.16M - $2.52M
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-1.22KClosed |
$18.5K - $21.5K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-18.2KClosed |
$275K - $321K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-15.3KClosed |
$232K - $270K
|
0
$0
|
|
|
Jul 24, 2018
Q2 2018
|
Zeke Capital Advisors, LLC
Berwyn, PA |
SELL
|
- |
-28.9KClosed |
$438K - $510K
|
0
$0
|
|
|
Jul 20, 2018
Q2 2018
|
First Command Bank
|
SELL
|
- |
-209Closed |
$3.17K - $3.69K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-3KClosed |
$51.7K - $62.7K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
One Wealth Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.36KClosed |
$75.2K - $91.1K
|
0
$0
|
|