Purchases and Sales Made in Q3 2024 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q3 2024. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-12- 0.07% |
$336 - $377
|
17.1K
$574K
|
|
|
Oct 18, 2024
Q3 2024
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-13- 44.83% |
$364 - $408
|
16
$536
|
|
|
Nov 07, 2024
Q3 2024
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-17- 1.21% |
$475 - $534
|
1.38K
$46.3K
|
|
|
Nov 06, 2024
Q3 2024
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-30- 0.7% |
$839 - $943
|
4.25K
$142K
|
|
|
Oct 15, 2024
Q3 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-44- 14.01% |
$1.23K - $1.38K
|
270
$9.04K
|
|
|
Oct 17, 2024
Q3 2024
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-45- 0.42% |
$1.26K - $1.41K
|
10.7K
$359K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-46- 2.1% |
$1.29K - $1.45K
|
2.14K
$71.7K
|
|
|
Nov 08, 2024
Q3 2024
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-50- 0.31% |
$1.4K - $1.57K
|
16K
$534K
|
|
|
Oct 16, 2024
Q3 2024
|
Mitchell & Pahl Private Wealth, LLC
|
SELL
|
- |
-61- 0.11% |
$1.71K - $1.92K
|
53.2K
$1.78M
|
|
|
Nov 05, 2024
Q3 2024
|
Angeles Investment Advisors, LLC
|
SELL
|
- |
-66- 0.92% |
$1.85K - $2.07K
|
7.11K
$238K
|
|
|
Nov 14, 2024
Q3 2024
|
Ascent Group, LLC
|
SELL
|
- |
-67- 0.63% |
$1.87K - $2.11K
|
10.5K
$352K
|
|
|
Nov 05, 2024
Q3 2024
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-72- 0.64% |
$2.01K - $2.26K
|
11.2K
$375K
|
|
|
Nov 08, 2024
Q3 2024
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-74- 7.68% |
$2.07K - $2.33K
|
890
$29.8K
|
|
|
Oct 17, 2024
Q3 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-78- 26.09% |
$2.18K - $2.45K
|
221
$7.4K
|
|
|
Oct 17, 2024
Q3 2024
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-93- 21.53% |
$2.6K - $2.92K
|
339
$11.3K
|
|
|
Oct 07, 2024
Q3 2024
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-106- 1.09% |
$2.96K - $3.33K
|
9.6K
$321K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-141- 7.06% |
$3.94K - $4.43K
|
1.86K
$62.1K
|
|
|
Oct 15, 2024
Q3 2024
|
Gradient Investments LLC
|
SELL
|
- |
-142- 0.88% |
$3.97K - $4.46K
|
16K
$535K
|
|
|
Nov 04, 2024
Q3 2024
|
Addison Advisors LLC
|
SELL
|
- |
-153- 26.47% |
$4.28K - $4.81K
|
425
$14.2K
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-157- 2.94% |
$4.39K - $4.93K
|
5.18K
$173K
|
|
|
Oct 31, 2024
Q3 2024
|
Keybank National Association
|
SELL
|
- |
-176- 2.08% |
$4.92K - $5.53K
|
8.28K
$277K
|
|
|
Oct 28, 2024
Q3 2024
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-196- 0.32% |
$5.48K - $6.16K
|
61.5K
$2.06M
|
|
|
Nov 13, 2024
Q3 2024
|
Ckw Financial Group
|
SELL
|
- |
-200- 14.29% |
$5.59K - $6.28K
|
1.2K
$40.2K
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-210- 2.85% |
$5.87K - $6.6K
|
7.15K
$239K
|
|
|
Oct 31, 2024
Q3 2024
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-211- 1.46% |
$5.9K - $6.63K
|
14.3K
$477K
|
|
|
Oct 01, 2024
Q3 2024
|
Park National Corp
|
SELL
|
- |
-227- 2.87% |
$6.35K - $7.13K
|
7.68K
$257K
|
|
|
Oct 04, 2024
Q3 2024
|
Trivant Custom Portfolio Group, LLC
San Diego, CA |
SELL
|
- |
-230- 0.69% |
$6.43K - $7.23K
|
32.9K
$1.1M
|
|
|
Nov 12, 2024
Q3 2024
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-233- 87.27% |
$6.52K - $7.32K
|
34
$1.14K
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-247- 4.64% |
$6.91K - $7.76K
|
5.08K
$170K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-271- 3.56% |
$7.58K - $8.51K
|
7.35K
$246K
|
|
|
Nov 01, 2024
Q3 2024
|
Mesirow Financial Investment Management, Inc.
|
SELL
|
- |
-273- 2.6% |
$7.64K - $8.58K
|
10.2K
$343K
|
|
|
Oct 11, 2024
Q3 2024
|
Sivia Capital Partners, LLC
Mill Valley, CA |
SELL
|
- |
-284- 2.08% |
$7.94K - $8.92K
|
13.4K
$448K
|
|
|
Oct 04, 2024
Q3 2024
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-292- 2.48% |
$8.17K - $9.17K
|
11.5K
$384K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-305- 0.98% |
$8.53K - $9.58K
|
30.7K
$1.03M
|
|
|
Nov 06, 2024
Q3 2024
|
Zions Bancorporation, N.A.
|
SELL
|
- |
-312- 31.11% |
$8.73K - $9.8K
|
691
$23.1K
|
|
|
Oct 24, 2024
Q3 2024
|
Leuthold Group, LLC
|
SELL
|
- |
-327- 2.44% |
$9.15K - $10.3K
|
13.1K
$437K
|
|
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-335- 0.38% |
$9.37K - $10.5K
|
87K
$2.91M
|
|
|
Nov 07, 2024
Q3 2024
|
First City Capital Management, Inc.
|
SELL
|
- |
-340- 4.53% |
$9.51K - $10.7K
|
7.16K
$240K
|
|
|
Nov 08, 2024
Q3 2024
|
Moran Wealth Management, LLC
Naples, FL |
SELL
|
- |
-352- 0.07% |
$9.85K - $11.1K
|
500K
$16.7M
|
|
|
Nov 12, 2024
Q3 2024
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-385- 1.6% |
$10.8K - $12.1K
|
23.7K
$792K
|
|
|
Oct 25, 2024
Q3 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-394- 4.11% |
$11K - $12.4K
|
9.2K
$308K
|
|
|
Oct 24, 2024
Q3 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-400- 28.57% |
$11.2K - $12.6K
|
1K
$33.5K
|
|
|
Nov 04, 2024
Q3 2024
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-416- 69.8% |
$11.6K - $13.1K
|
180
$6.02K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
SELL
|
- |
-423- 3.02% |
$11.8K - $13.3K
|
13.6K
$454K
|
|
|
Oct 31, 2024
Q3 2024
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-427- 6.09% |
$11.9K - $13.4K
|
6.59K
$221K
|
|
|
Oct 23, 2024
Q3 2024
|
Highland Capital Management, LLC
|
SELL
|
- |
-431- 0.44% |
$12.1K - $13.5K
|
97.8K
$3.27M
|
|
|
Oct 23, 2024
Q3 2024
|
Dakota Wealth Management
|
SELL
|
- |
-443- 3.16% |
$12.4K - $13.9K
|
13.6K
$454K
|
|
|
Nov 06, 2024
Q3 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
SELL
|
- |
-451- 55.27% |
$12.6K - $14.2K
|
365
$12.2K
|
|
|
Nov 12, 2024
Q3 2024
|
Schechter Investment Advisors, LLC
Birmingham, MI |
SELL
|
- |
-462- 1.11% |
$12.9K - $14.5K
|
41.2K
$1.38M
|
|
|
Dec 13, 2024
Q3 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-496- 3.13% |
$13.9K - $15.6K
|
15.4K
$514K
|