Purchases and Sales Made in Q4 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q4 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-206Closed |
$3.28K - $3.83K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-224- 30.73% |
$3.57K - $4.16K
|
505
$16.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-232- 0.91% |
$3.7K - $4.31K
|
25.3K
$847K
|
|
|
Feb 14, 2022
Q4 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-243- 1.58% |
$3.87K - $4.52K
|
15.1K
$505K
|
|
|
Jan 25, 2022
Q4 2021
|
Old National Bancorp
|
SELL
|
- |
-265- 1.1% |
$4.22K - $4.93K
|
23.8K
$796K
|
|
|
Jan 13, 2022
Q4 2021
|
Wealth Alliance Advisory Group, LLC
|
SELL
|
- |
-275- 0.28% |
$4.38K - $5.11K
|
97.2K
$3.25M
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
SELL
|
- |
-289- 16.56% |
$4.6K - $5.37K
|
1.46K
$48.7K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-300Closed |
$4.78K - $5.58K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-349- 9.22% |
$5.56K - $6.49K
|
3.44K
$115K
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-357- 70.55% |
$5.69K - $6.64K
|
149
$4.99K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-383Closed |
$6.1K - $7.12K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Curated Wealth Partners LLC
|
SELL
|
- |
-403- 3.12% |
$6.42K - $7.49K
|
12.5K
$418K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-465Closed |
$7.41K - $8.64K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-500- 4.3% |
$7.97K - $9.3K
|
11.1K
$373K
|
|
|
Feb 11, 2022
Q4 2021
|
Meeder Asset Management Inc
|
SELL
|
- |
-500- 26.7% |
$7.97K - $9.3K
|
1.37K
$46K
|
|
|
Jan 20, 2022
Q4 2021
|
Rosenberg Matthew Hamilton
|
SELL
|
- |
-503- 19.59% |
$8.01K - $9.35K
|
2.07K
$69.1K
|
|
|
Jan 27, 2022
Q4 2021
|
Krilogy Financial LLC
|
SELL
|
- |
-515- 0.61% |
$8.2K - $9.57K
|
83.8K
$2.81M
|
|
|
Jan 14, 2022
Q4 2021
|
Lingohr & Partner Asset Management Gmb H
Erkrath, 2M |
SELL
|
- |
-591- 1.31% |
$9.41K - $11K
|
44.4K
$1.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-669Closed |
$10.7K - $12.4K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-721- 2.6% |
$11.5K - $13.4K
|
27K
$903K
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
SELL
|
- |
-799- 88.58% |
$12.7K - $14.9K
|
103
$3.45K
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-910- 6.2% |
$14.5K - $16.9K
|
13.8K
$461K
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
SELL
|
- |
-931Closed |
$14.8K - $17.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-943Closed |
$15K - $17.5K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-955Closed |
$15.2K - $17.8K
|
0
$0
|
|
|
Jan 06, 2022
Q4 2021
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-996Closed |
$15.9K - $18.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.29K- 1.77% |
$20.5K - $23.9K
|
71.2K
$2.38M
|
|
|
Feb 07, 2022
Q4 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-1.51K- 5.89% |
$24K - $28K
|
24.1K
$805K
|
|
|
Feb 02, 2022
Q4 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-1.51K- 5.72% |
$24K - $28.1K
|
24.9K
$832K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.56K- 8.45% |
$24.8K - $28.9K
|
16.9K
$564K
|
|
|
Feb 15, 2022
Q4 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-1.62K- 0.9% |
$25.8K - $30.1K
|
179K
$5.98M
|
|
|
Feb 01, 2022
Q4 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-1.99K- 3.87% |
$31.7K - $37K
|
49.4K
$1.65M
|
|
|
Feb 14, 2022
Q4 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-2.4K- 0.07% |
$38.2K - $44.6K
|
3.35M
$112M
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-2.97K- 81.16% |
$47.4K - $55.3K
|
690
$23.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-2.99K- 4.16% |
$47.6K - $55.5K
|
68.7K
$2.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Arga Investment Management, LP
|
SELL
|
- |
-3.11K- 0.05% |
$49.5K - $57.7K
|
5.99M
$200M
|
|
|
Feb 11, 2022
Q4 2021
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-3.31K- 1.5% |
$52.7K - $61.5K
|
217K
$7.26M
|
|
|
Jan 19, 2022
Q4 2021
|
Veriti Management LLC
|
SELL
|
- |
-3.36K- 6.66% |
$53.4K - $62.4K
|
47K
$1.57M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Capital Management LLC
|
SELL
|
- |
-3.88K- 0.54% |
$61.8K - $72.1K
|
708K
$23.7M
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
SELL
|
- |
-4.1K- 5.49% |
$65.4K - $76.3K
|
70.7K
$2.37M
|
|
|
Feb 14, 2022
Q4 2021
|
American Trust Investment Advisors, LLC
|
SELL
|
- |
-4.11K- 16.63% |
$65.5K - $76.4K
|
20.6K
$689K
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
SELL
|
- |
-4.22K- 21.78% |
$67.3K - $78.5K
|
15.2K
$508K
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
SELL
|
- |
-4.43K- 14.82% |
$70.6K - $82.4K
|
25.5K
$853K
|
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.45K- 2.37% |
$70.9K - $82.8K
|
184K
$6.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.46K- 2.62% |
$71.1K - $82.9K
|
166K
$5.54M
|
|
|
Feb 01, 2022
Q4 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-5.11K- 3.91% |
$81.3K - $94.9K
|
125K
$4.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-6.03K- 20.19% |
$96.1K - $112K
|
23.8K
$798K
|
|
|
Jan 18, 2022
Q4 2021
|
Cutler Group LP
|
SELL
|
- |
-6.25K- 60.37% |
$99.5K - $116K
|
4.1K
$137K
|
|
|
Feb 14, 2022
Q4 2021
|
Ethic Inc.
New York, NY |
SELL
|
- |
-6.99K- 39.51% |
$111K - $130K
|
10.7K
$358K
|
|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-7.06K- 34.9% |
$113K - $131K
|
13.2K
$441K
|