Purchases and Sales Made in Q4 2021 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q4 2021. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2022
Q4 2021
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-7.4K- 10.59% |
$118K - $137K
|
62.5K
$2.09M
|
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-7.67K- 41.97% |
$122K - $143K
|
10.6K
$355K
|
|
|
Feb 04, 2022
Q4 2021
|
Boston Partners
Boston, MA |
SELL
|
- |
-8.87K- 6.27% |
$141K - $165K
|
133K
$4.44M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-9.21K- 89.78% |
$147K - $171K
|
1.05K
$35.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-9.25K- 5.14% |
$147K - $172K
|
171K
$5.72M
|
|
|
May 17, 2024
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.34K- 3.81% |
$149K - $174K
|
235K
$7.88M
|
|
|
Feb 11, 2022
Q4 2021
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-9.47K- 4.32% |
$151K - $176K
|
210K
$7.03M
|
|
|
Feb 03, 2022
Q4 2021
|
Leuthold Group, LLC
|
SELL
|
- |
-9.86K- 2.36% |
$157K - $183K
|
408K
$13.7M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.93K- 28.23% |
$158K - $185K
|
25.2K
$845K
|
|
|
Feb 14, 2022
Q4 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-9.94K- 1.53% |
$158K - $185K
|
641K
$21.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Harbor Advisors LLC
|
SELL
|
- |
-10KClosed |
$159K - $186K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Pds Planning, Inc
|
SELL
|
- |
-10.3KClosed |
$165K - $192K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Regions Financial Corp
|
SELL
|
- |
-10.4KClosed |
$166K - $193K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-10.5KClosed |
$168K - $196K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-11.4KClosed |
$181K - $211K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11.5K- 0.7% |
$184K - $214K
|
1.64M
$54.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-11.8KClosed |
$188K - $220K
|
0
$0
|
|
|
Jan 07, 2022
Q4 2021
|
Cullinan Associates Inc
|
SELL
|
- |
-12K- 54.55% |
$191K - $223K
|
10K
$335K
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-13.3K- 1.96% |
$212K - $247K
|
664K
$22.2M
|
|
|
Feb 04, 2022
Q4 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-14.9KClosed |
$238K - $277K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Q Pula Trading Management LP
New York, NY |
SELL
|
- |
-15KClosed |
$238K - $278K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-15.9K- 30.57% |
$253K - $295K
|
36.1K
$1.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16K- 1.05% |
$255K - $298K
|
1.51M
$50.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.5K- 19.79% |
$262K - $306K
|
66.7K
$2.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-17K- 17.13% |
$271K - $317K
|
82.4K
$2.76M
|
|
|
Jan 18, 2022
Q4 2021
|
Caprock Group, Inc.
|
SELL
|
- |
-17.2KClosed |
$274K - $319K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Richard Pzena
Pzena Investment Management LLC
|
SELL
|
- |
-17.9K- 0.27% |
$285K - $333K
|
6.61M
$221M
|
|
|
Feb 01, 2022
Q4 2021
|
Calamos Advisors LLC
|
SELL
|
- |
-18.1K- 1.54% |
$288K - $336K
|
1.16M
$38.7M
|
|
|
Feb 08, 2022
Q4 2021
|
Artemis Investment Management LLP
|
SELL
|
- |
-22.6K- 1.98% |
$360K - $420K
|
1.11M
$37.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-24KClosed |
$382K - $446K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-24.1KClosed |
$384K - $448K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-25.2K- 7.58% |
$402K - $469K
|
307K
$10.3M
|
|
|
Feb 16, 2022
Q4 2021
|
Winning Points Advisors, LLC
Boca Raton, FL |
SELL
|
- |
-27.2KClosed |
$433K - $506K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-29K- 2.43% |
$462K - $539K
|
1.16M
$38.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-30.2KClosed |
$481K - $561K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-31.2KClosed |
$497K - $580K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-31.3KClosed |
$498K - $581K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Capital Group Private Client Services, Inc.
Los Angeles, CA |
SELL
|
- |
-34.8K- 1.29% |
$555K - $647K
|
2.66M
$89M
|
|
|
Feb 15, 2022
Q4 2021
|
Thomas White International LTD
Chicago, IL |
SELL
|
- |
-36K- 34.27% |
$574K - $670K
|
69.1K
$2.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-36.5K- 1.7% |
$582K - $679K
|
2.11M
$70.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-41.9KClosed |
$668K - $780K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Fosun International LTD
|
SELL
|
- |
-42.3K- 11.53% |
$673K - $785K
|
324K
$10.8M
|
|
|
Feb 16, 2022
Q4 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-44.9K- 2.72% |
$715K - $835K
|
1.61M
$53.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-48.8K- 7.6% |
$777K - $907K
|
593K
$19.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-54.8K- 5.98% |
$873K - $1.02M
|
861K
$28.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Td Asset Management Inc
|
SELL
|
- |
-57K- 6.36% |
$909K - $1.06M
|
840K
$28.1M
|
|
|
Jan 18, 2022
Q4 2021
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-59.7K- 1.14% |
$951K - $1.11M
|
5.16M
$173M
|
|
|
Feb 11, 2022
Q4 2021
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-60K- 10.05% |
$956K - $1.12M
|
537K
$18M
|
|
|
Feb 11, 2022
Q4 2021
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-62.6K- 8.13% |
$997K - $1.16M
|
707K
$23.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-63K- 45.8% |
$1M - $1.17M
|
74.5K
$2.49M
|