Purchases and Sales Made in Q4 2023 in Ubs Group Ag (UBS)
This table provides information about the institutional ownership of Ubs Group Ag (UBS) during Q4 2023. The information is specifically focused on institutions that hold shares of UBS Group AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-158- 60.54% |
$3.69K - $4.93K
|
103
$3.45K
|
|
|
Feb 12, 2024
Q4 2023
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-172- 43.43% |
$4.02K - $5.36K
|
224
$7.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-193- 23.51% |
$4.51K - $6.02K
|
628
$21K
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-211- 7.41% |
$4.93K - $6.58K
|
2.64K
$88.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
SELL
|
- |
-223- 2.01% |
$5.21K - $6.96K
|
10.9K
$364K
|
|
|
Feb 07, 2024
Q4 2023
|
Wrapmanager Inc
|
SELL
|
- |
-227- 1.92% |
$5.3K - $7.08K
|
11.6K
$388K
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-252- 0.1% |
$5.89K - $7.86K
|
262K
$8.77M
|
|
|
Jan 09, 2024
Q4 2023
|
Shilanski & Associates, Inc.
|
SELL
|
- |
-268- 2.28% |
$6.26K - $8.36K
|
11.5K
$384K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-340- 11.47% |
$7.94K - $10.6K
|
2.62K
$87.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-342- 2.25% |
$7.99K - $10.7K
|
14.9K
$498K
|
|
|
Jan 29, 2024
Q4 2023
|
Clarius Group, LLC
Seattle, WA |
SELL
|
- |
-346- 1.1% |
$8.08K - $10.8K
|
31K
$1.04M
|
|
|
Aug 28, 2024
Q4 2023
|
Centennial Bank/Ar/
Conway, AR |
SELL
|
- |
-377- 1.1% |
$8.81K - $11.8K
|
33.8K
$1.13M
|
|
|
Feb 12, 2024
Q4 2023
|
Alaethes Wealth LLC
Glenbrook, NV |
SELL
|
- |
-377- 0.5% |
$8.81K - $11.8K
|
75.4K
$2.52M
|
|
|
Jan 31, 2024
Q4 2023
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-451- 0.93% |
$10.5K - $14.1K
|
47.9K
$1.6M
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-460- 14.6% |
$10.7K - $14.3K
|
2.69K
$90.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-590- 2.95% |
$13.8K - $18.4K
|
19.4K
$650K
|
|
|
Feb 05, 2024
Q4 2023
|
Sage Rhino Capital LLC
|
SELL
|
- |
-616- 3.69% |
$14.4K - $19.2K
|
16.1K
$538K
|
|
|
Feb 12, 2024
Q4 2023
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-628- 2.99% |
$14.7K - $19.6K
|
20.4K
$682K
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-646- 4.56% |
$15.1K - $20.1K
|
13.5K
$453K
|
|
|
Feb 08, 2024
Q4 2023
|
Mitchell & Pahl Private Wealth, LLC
|
SELL
|
- |
-651- 1.19% |
$15.2K - $20.3K
|
54.1K
$1.81M
|
|
|
Feb 01, 2024
Q4 2023
|
Old National Bancorp
|
SELL
|
- |
-673- 6.5% |
$15.7K - $21K
|
9.68K
$324K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-679- 2.87% |
$15.9K - $21.2K
|
23K
$769K
|
|
|
Feb 14, 2024
Q4 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-698- 0.5% |
$16.3K - $21.8K
|
138K
$4.61M
|
|
|
Feb 06, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-708- 4.7% |
$16.5K - $22.1K
|
14.4K
$480K
|
|
|
Jan 25, 2024
Q4 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-710- 6.88% |
$16.6K - $22.1K
|
9.61K
$322K
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-710- 6.88% |
$16.6K - $22.1K
|
9.61K
$322K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-734- 30.55% |
$17.1K - $22.9K
|
1.67K
$55.9K
|
|
|
Jan 31, 2024
Q4 2023
|
Zhang Financial LLC
|
SELL
|
- |
-930- 3.87% |
$21.7K - $29K
|
23.1K
$773K
|
|
|
Feb 14, 2024
Q4 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-936- 3.93% |
$21.9K - $29.2K
|
22.9K
$767K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-961- 3.23% |
$22.4K - $30K
|
28.8K
$965K
|
|
|
Feb 06, 2024
Q4 2023
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-1.06K- 6.73% |
$24.8K - $33.1K
|
14.7K
$492K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.07K- 3.39% |
$25K - $33.3K
|
30.4K
$1.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-1.1K- 3.82% |
$25.6K - $34.2K
|
27.6K
$925K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-1.16K- 33.04% |
$27.2K - $36.3K
|
2.36K
$79K
|
|
|
Feb 06, 2024
Q4 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-1.2K- 11.28% |
$28K - $37.4K
|
9.43K
$316K
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-1.24K- 14.77% |
$28.9K - $38.6K
|
7.15K
$239K
|
|
|
Jan 25, 2024
Q4 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-1.29K- 3.82% |
$30.1K - $40.2K
|
32.4K
$1.08M
|
|
|
Jan 19, 2024
Q4 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-1.32K- 3.22% |
$30.9K - $41.3K
|
39.8K
$1.33M
|
|
|
Feb 06, 2024
Q4 2023
|
Henry James International Management Inc.
|
SELL
|
- |
-1.41K- 0.31% |
$33K - $44.1K
|
452K
$15.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.56K- 16.67% |
$36.5K - $48.7K
|
7.81K
$262K
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-1.71K- 1.48% |
$40K - $53.4K
|
114K
$3.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Altman Advisors, Inc.
Chicago, IL |
SELL
|
- |
-1.72K- 2.51% |
$40.2K - $53.7K
|
66.8K
$2.23M
|
|
|
Jan 24, 2024
Q4 2023
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-1.84K- 15.12% |
$43K - $57.5K
|
10.3K
$346K
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-1.89K- 2.4% |
$44.2K - $59.1K
|
77.1K
$2.58M
|
|
|
Feb 06, 2024
Q4 2023
|
Rmr Wealth Builders
|
SELL
|
- |
-1.92K- 21.56% |
$44.8K - $59.8K
|
6.98K
$234K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.95K- 5.33% |
$45.6K - $60.9K
|
34.7K
$1.16M
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.95K- 6.14% |
$45.6K - $60.9K
|
29.9K
$1M
|
|
|
Feb 06, 2024
Q4 2023
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-1.99K- 20.71% |
$46.4K - $62K
|
7.61K
$255K
|
|
|
Jan 24, 2024
Q4 2023
|
Massachusetts Wealth Management
North Andover, MA |
SELL
|
- |
-2.09K- 3.77% |
$48.8K - $65.1K
|
53.3K
$1.78M
|
|
|
Jan 18, 2024
Q4 2023
|
Gradient Investments LLC
|
SELL
|
- |
-2.1K- 10.45% |
$49.1K - $65.6K
|
18K
$603K
|