Latest Institutional Transactions on Innovator U.S. Equity Ultra Bu (UOCT)
This table provides information on the latest institutional transactions involving Innovator U.S. Equity Ultra Bu (UOCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 20, 2025
Q3 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-471- 2.54% |
$17.3K - $18.1K
|
18.1K
$697K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10K- 14.09% |
$370K - $386K
|
61.2K
$2.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-16.1K- 63.34% |
$593K - $618K
|
9.32K
$359K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
116KNew |
$4.25M - $4.44M
|
116K
$4.45M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5K+ 14.31% |
$184K - $192K
|
39.9K
$1.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-19.8K- 21.43% |
$730K - $762K
|
72.7K
$2.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
20.8KNew |
$766K - $800K
|
20.8K
$801K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-329K- 91.58% |
$12.1M - $12.6M
|
30.3K
$1.17M
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
1.13KNew |
$41.6K - $43.4K
|
1.13K
$43.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Betterment LLC
New York, NY |
SELL
|
- |
-19K- 74.75% |
$699K - $729K
|
6.41K
$247K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
23.8K+ 35.52% |
$878K - $916K
|
90.9K
$3.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Wood Tarver Financial Group, LLC
Boise, ID |
SELL
|
- |
-3.27K- 7.03% |
$120K - $126K
|
43.2K
$1.66M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.02K+ 18.12% |
$37.7K - $39.3K
|
6.67K
$257K
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
6.86K+ 16.01% |
$253K - $264K
|
49.7K
$1.91M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.94K+ 12.52% |
$219K - $228K
|
53.4K
$2.06M
|
|
|
Nov 12, 2025
Q3 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.71K- 22.1% |
$63K - $65.8K
|
6.03K
$232K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-716- 42.17% |
$26.4K - $27.5K
|
982
$37.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-953- 2.57% |
$35.1K - $36.6K
|
36.2K
$1.39M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-140- 4.92% |
$5.16K - $5.38K
|
2.71K
$104K
|
|
|
Nov 06, 2025
Q3 2025
|
Compass Advisory Group LLC
|
SELL
|
- |
-788- 3.13% |
$29K - $30.3K
|
24.3K
$938K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
10.6KNew |
$391K - $408K
|
10.6K
$409K
|
|
|
Nov 05, 2025
Q3 2025
|
Img Wealth Management, Inc.
Jacksonville, FL |
BUY
|
- |
7.57K+ 12.24% |
$279K - $291K
|
69.4K
$2.67M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-225- 1.68% |
$8.29K - $8.65K
|
13.2K
$507K
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
BUY
|
- |
1.69K+ 15.98% |
$62.1K - $64.8K
|
12.2K
$471K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
19.1K+ 38.43% |
$702K - $733K
|
68.7K
$2.65M
|
|
|
Nov 03, 2025
Q3 2025
|
Wealthgarden F.S. LLC
El Segundo, CA |
BUY
|
- |
12.4KNew |
$456K - $476K
|
12.4K
$477K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
18.2KNew |
$670K - $699K
|
18.2K
$701K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
612+ 2.42% |
$22.5K - $23.5K
|
25.9K
$998K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-865- 1.92% |
$31.9K - $33.2K
|
44.2K
$1.7M
|
|
|
Oct 30, 2025
Q3 2025
|
Simplicity Wealth,Llc
|
BUY
|
- |
10.6KNew |
$391K - $408K
|
10.6K
$409K
|
|
|
Oct 30, 2025
Q3 2025
|
Triad Wealth Partners, LLC
Lawrence, KS |
BUY
|
- |
7.13K+ 117.69% |
$262K - $274K
|
13.2K
$508K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-316- 4.2% |
$11.6K - $12.1K
|
7.2K
$277K
|
|
|
Oct 29, 2025
Q3 2025
|
Beacon Financial Advisory LLC
|
SELL
|
- |
-1.61K- 21.81% |
$59.3K - $61.9K
|
5.78K
$222K
|
|
|
Oct 27, 2025
Q3 2025
|
Financial Network Wealth Advisors LLC
Murray, UT |
BUY
|
- |
498+ 10.84% |
$18.3K - $19.1K
|
5.09K
$196K
|
|
|
Oct 24, 2025
Q3 2025
|
Sonoma Allocations LLC
Santa Rosa, CA |
BUY
|
- |
26KNew |
$959K - $1M
|
26K
$1M
|
|
|
Oct 24, 2025
Q3 2025
|
Vantage Point Financial LLC
Lisle, IL |
SELL
|
- |
-1.96K- 10.56% |
$72.3K - $75.5K
|
16.6K
$640K
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-90- 0.41% |
$3.31K - $3.46K
|
21.7K
$835K
|
|
|
Oct 23, 2025
Q3 2025
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
3.68K+ 39.0% |
$135K - $141K
|
13.1K
$504K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.09K- 1.87% |
$224K - $234K
|
320K
$12.3M
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
SELL
|
- |
-121K- 94.93% |
$4.47M - $4.66M
|
6.49K
$250K
|
|
|
Oct 17, 2025
Q3 2025
|
Worth Pointe, LLC
La Jolla, CA |
BUY
|
- |
276+ 1.74% |
$10.2K - $10.6K
|
16.1K
$620K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
BUY
|
- |
21.7K+ 37.8% |
$799K - $833K
|
79.1K
$3.04M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
876+ 0.79% |
$32.3K - $33.7K
|
112K
$4.33M
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-14.7K- 52.51% |
$543K - $567K
|
13.3K
$514K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.64KNew |
$60.4K - $63K
|
1.64K
$63.2K
|
|
|
Oct 09, 2025
Q3 2025
|
Central Valley Advisors, LLC
Sacramento, CA |
BUY
|
- |
14.4K+ 30.3% |
$529K - $552K
|
61.8K
$2.38M
|
|
|
Oct 07, 2025
Q3 2025
|
Kfg Wealth Management, LLC
Granger, IN |
SELL
|
- |
-7.76K- 11.7% |
$286K - $298K
|
58.6K
$2.26M
|
|
| Q2 2025 | |||||||
|
Nov 03, 2025
Q2 2025
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
SELL
|
- |
-13K- 6.01% |
$426K - $478K
|
203K
$7.83M
|
|
|
Aug 14, 2025
Q2 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
3.25KNew |
$107K - $120K
|
3.25K
$125K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
1.78KNew |
$58.3K - $65.4K
|
1.78K
$68.4K
|
|