Paul Gu Upstart Holdings, Inc. (UPST) insider trading activity

Paul Gu is Chief Technology Offier of Upstart Holdings, Inc.. Currently has a direct ownership of 993,857 shares of UPST, which is worth approximately $56.6 Million. The most recent transaction as insider was on Sep 03, 2024, when has been sold 45,000 shares (Common Stock) at a price of $1.17 per share, resulting in proceeds of $52,650. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 994K

13.12% 3M change

17.19% 12M change

Total Value Held $56.6 Million

Paul Gu Transaction History

Date	Transaction	Value	Shares Traded	Shares Held
Sep 03 2024	BUY Exercise of conversion of derivative security	$52,650 $1.17 p/Share	45,000 Added 4.65%	923,565 Common Stock
Aug 20 2024	SELL Open market or private sale	$620,391 $38.62 p/Share	16,064 Reduced 1.8%	878,565 Common Stock
Aug 19 2024	SELL Open market or private sale	$400,100 $40.01 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Aug 19 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Aug 15 2024	SELL Open market or private sale	$1,308,300 $37.38 p/Share	35,000 Reduced 3.76%	894,629 Common Stock
Aug 15 2024	BUY Exercise of conversion of derivative security	$40,950 $1.17 p/Share	35,000 Added 3.63%	929,629 Common Stock
Jul 15 2024	SELL Open market or private sale	$300,500 $30.05 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Jul 15 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Jul 11 2024	SELL Open market or private sale	$258,800 $25.88 p/Share	10,000 Reduced 1.11%	894,629 Common Stock
Jul 11 2024	BUY Exercise of conversion of derivative security	$11,700 $1.17 p/Share	10,000 Added 1.09%	904,629 Common Stock
Jul 01 2024	SELL Open market or private sale	$117,600 $23.52 p/Share	5,000 Reduced 0.56%	894,629 Common Stock
Jul 01 2024	BUY Exercise of conversion of derivative security	$5,850 $1.17 p/Share	5,000 Added 0.55%	899,629 Common Stock
Jun 03 2024	SELL Open market or private sale	$378,000 $25.2 p/Share	15,000 Reduced 1.65%	894,629 Common Stock
Jun 03 2024	BUY Exercise of conversion of derivative security	$17,550 $1.17 p/Share	15,000 Added 1.62%	909,629 Common Stock
May 20 2024	SELL Open market or private sale	$387,504 $25.61 p/Share	15,131 Reduced 1.66%	894,629 Common Stock
May 17 2024	BUY Exercise of conversion of derivative security	$143,536 $8.88 p/Share	16,164 Added 1.75%	909,760 Common Stock
May 15 2024	SELL Open market or private sale	$2,361,600 $29.52 p/Share	80,000 Reduced 8.22%	893,596 Common Stock
May 15 2024	BUY Exercise of conversion of derivative security	$71,200 $0.89 p/Share	80,000 Added 7.59%	973,596 Common Stock
Apr 01 2024	SELL Open market or private sale	$1,578,600 $26.31 p/Share	60,000 Reduced 6.29%	893,596 Common Stock
Apr 01 2024	BUY Exercise of conversion of derivative security	$36,000 $0.6 p/Share	60,000 Added 5.92%	953,596 Common Stock
Mar 01 2024	SELL Open market or private sale	$777,000 $25.9 p/Share	30,000 Reduced 3.25%	893,596 Common Stock
Mar 01 2024	BUY Exercise of conversion of derivative security	$18,000 $0.6 p/Share	30,000 Added 3.15%	923,596 Common Stock
Feb 29 2024	BUY Grant, award, or other acquisition	-	61,201 Added 6.41%	893,596 Common Stock
Feb 20 2024	SELL Open market or private sale	$415,173 $25.28 p/Share	16,423 Reduced 1.93%	832,395 Common Stock
Feb 15 2024	SELL Open market or private sale	$795,000 $26.5 p/Share	30,000 Reduced 3.41%	848,818 Common Stock

Paul Gu

Chief Technology Offier

San Mateo, CA

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