Purchases and Sales Made in Q4 2023 in Liberty All Star Equity Fund (USA)
This table provides information about the institutional ownership of Liberty All Star Equity Fund (USA) during Q4 2023. The information is specifically focused on institutions that hold shares of LIBERTY ALL STAR EQUITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.56K+ 0.27% |
$25.7K - $29.3K
|
1.68M
$11.8M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
4.23KNew |
$23.9K - $27.3K
|
4.23K
$29.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.76K+ 0.47% |
$21.2K - $24.2K
|
812K
$5.69M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.45K+ 1.9% |
$13.8K - $15.8K
|
132K
$923K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.31K+ 0.68% |
$13K - $14.9K
|
341K
$2.39M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
2K+ 93.53% |
$11.3K - $12.9K
|
4.13K
$29K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.75K+ 6.02% |
$9.88K - $11.3K
|
30.8K
$216K
|
|
|
Feb 05, 2024
Q4 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
1.23KNew |
$6.94K - $7.92K
|
1.23K
$8.62K
|
|
|
Feb 05, 2024
Q4 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
1.02K+ 9.67% |
$5.75K - $6.57K
|
11.6K
$81.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1K+ 0.27% |
$5.64K - $6.44K
|
374K
$2.62M
|
|
|
Jan 12, 2024
Q4 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1KNew |
$5.64K - $6.44K
|
1K
$7.01K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
893+ 0.25% |
$5.04K - $5.75K
|
360K
$2.53M
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
700+ 6.6% |
$3.95K - $4.51K
|
11.3K
$79.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
636+ 5.1% |
$3.59K - $4.1K
|
13.1K
$91.8K
|
|
|
Feb 07, 2024
Q4 2023
|
First United Bank & Trust
|
BUY
|
- |
613New |
$3.46K - $3.95K
|
613
$4.3K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
495New |
$2.79K - $3.19K
|
495
$3.47K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
200+ 12.5% |
$1.13K - $1.29K
|
1.8K
$12.6K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
181New |
$1.02K - $1.17K
|
181
$1.27K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
140+ 100.0% |
$790 - $902
|
280
$1.96K
|
|
|
Jan 26, 2024
Q4 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
55New |
$310 - $354
|
55
$386
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-5- 0.04% |
$28.2 - $32.2
|
11.8K
$82.8K
|
|
|
Feb 08, 2024
Q4 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-20- 0.03% |
$113 - $129
|
74.3K
$521K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-33- 0.17% |
$186 - $213
|
18.8K
$132K
|
|
|
Jan 23, 2024
Q4 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-53- 0.9% |
$299 - $341
|
5.81K
$40.7K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-67- 16.67% |
$378 - $431
|
335
$2.35K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-159- 0.13% |
$897 - $1.02K
|
126K
$886K
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-179- 0.77% |
$1.01K - $1.15K
|
23K
$161K
|
|
|
Feb 02, 2024
Q4 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-235- 0.2% |
$1.33K - $1.51K
|
115K
$805K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-368- 3.53% |
$2.08K - $2.37K
|
10.1K
$70.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Elco Management Co., LLC
New York, NY |
SELL
|
- |
-516- 1.69% |
$2.91K - $3.32K
|
30.1K
$211K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-597- 2.33% |
$3.37K - $3.84K
|
25K
$175K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-846- 2.4% |
$4.77K - $5.45K
|
34.4K
$241K
|
|
|
Jan 31, 2024
Q4 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-1K- 5.06% |
$5.64K - $6.44K
|
18.7K
$131K
|
|
|
Feb 15, 2024
Q4 2023
|
Primoris Wealth Advisors, LLC
|
SELL
|
- |
-1K- 4.38% |
$5.64K - $6.44K
|
21.8K
$153K
|
|
|
Feb 13, 2025
Q4 2023
|
Msh Capital Advisors LLC
Scottsdale, AZ |
SELL
|
- |
-1.02K- 2.39% |
$5.72K - $6.54K
|
41.5K
$291K
|
|
|
Jan 31, 2024
Q4 2023
|
Key F Inancial Inc
|
SELL
|
- |
-1.16K- 47.64% |
$6.56K - $7.49K
|
1.28K
$8.96K
|
|
|
Jan 30, 2024
Q4 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-1.2K- 9.26% |
$6.77K - $7.73K
|
11.8K
$82.5K
|
|
|
Jul 19, 2024
Q4 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-1.25KClosed |
$7.06K - $8.06K
|
0
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.63K- 4.35% |
$9.2K - $10.5K
|
35.9K
$252K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-1.8K- 44.06% |
$10.1K - $11.6K
|
2.28K
$16K
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.05K- 1.63% |
$11.6K - $13.2K
|
123K
$866K
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-2.32K- 9.61% |
$13.1K - $14.9K
|
21.8K
$153K
|
|
|
Feb 02, 2024
Q4 2023
|
Community Bank, N.A.
|
SELL
|
- |
-2.4K- 50.01% |
$13.6K - $15.5K
|
2.4K
$16.8K
|
|
|
Jan 22, 2024
Q4 2023
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-2.84K- 20.39% |
$16K - $18.3K
|
11.1K
$77.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.85K- 99.65% |
$16.1K - $18.4K
|
10
$70.1
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-3.07K- 9.1% |
$17.3K - $19.8K
|
30.7K
$215K
|
|
|
Feb 05, 2024
Q4 2023
|
Rb Capital Management, LLC
|
SELL
|
- |
-3.1K- 2.42% |
$17.5K - $20K
|
125K
$879K
|
|
|
Jan 09, 2024
Q4 2023
|
David J Yvars Group
|
SELL
|
- |
-3.4K- 10.81% |
$19.2K - $21.9K
|
28K
$197K
|