Purchases and Sales Made in Q3 2025 in Principal ETF U S Mega Cap (USMC)
This table provides information about the institutional ownership of Principal ETF U S Mega Cap (USMC) during Q3 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U S MEGA-CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
905KNew |
$56.2M - $62.2M
|
905K
$61.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
373K+ 9.31% |
$23.2M - $25.6M
|
4.38M
$297M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
362K+ 9.49% |
$22.5M - $24.9M
|
4.18M
$284M
|
|
|
Nov 14, 2025
Q3 2025
|
Wealth Advisors Of Iowa, LLC
|
BUY
|
- |
174K+ 511.15% |
$10.8M - $11.9M
|
208K
$14.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
157K+ 0.42% |
$9.74M - $10.8M
|
37.4M
$2.54B
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
144K+ 45.59% |
$8.93M - $9.88M
|
459K
$31.2M
|
|
|
Oct 30, 2025
Q3 2025
|
Elevation Capital Advisory, LLC
Bend, OR |
BUY
|
- |
128KNew |
$7.95M - $8.8M
|
128K
$8.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
99.4K+ 176.81% |
$6.17M - $6.83M
|
156K
$10.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.7K+ 4.83% |
$3.77M - $4.17M
|
1.32M
$89.4M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
57.2KNew |
$3.55M - $3.93M
|
57.2K
$3.88M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
55.6KNew |
$3.45M - $3.82M
|
55.6K
$3.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
53.8K+ 1511.73% |
$3.34M - $3.7M
|
57.4K
$3.9M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
36K+ 48.17% |
$2.23M - $2.47M
|
111K
$7.52M
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
31.7KNew |
$1.97M - $2.17M
|
31.7K
$2.15M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
24.5K+ 94.14% |
$1.52M - $1.68M
|
50.4K
$3.42M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24.4K+ 102.43% |
$1.51M - $1.68M
|
48.2K
$3.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
23.9K+ 8.9% |
$1.48M - $1.64M
|
292K
$19.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
18.7KNew |
$1.16M - $1.28M
|
18.7K
$1.27M
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
18.6K+ 54.59% |
$1.16M - $1.28M
|
52.8K
$3.58M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.3K+ 2.4% |
$950K - $1.05M
|
652K
$44.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.2K+ 96.98% |
$880K - $974K
|
28.8K
$1.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.5K+ 20.91% |
$715K - $792K
|
66.6K
$4.53M
|
|
|
Oct 16, 2025
Q3 2025
|
Greenwood Capital Associates LLC
Greenwood, SC |
BUY
|
- |
10.6K+ 108.84% |
$659K - $729K
|
20.4K
$1.38M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
6.91KNew |
$429K - $474K
|
6.91K
$469K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.8K+ 17.01% |
$360K - $398K
|
39.9K
$2.71M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.82KNew |
$299K - $331K
|
4.82K
$327K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
4.43K+ 8.03% |
$275K - $304K
|
59.5K
$4.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
4.25KNew |
$264K - $292K
|
4.25K
$289K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.24KNew |
$263K - $291K
|
4.24K
$288K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
3.75KNew |
$232K - $257K
|
3.75K
$254K
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
3.13KNew |
$194K - $215K
|
3.13K
$212K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
2.81K+ 1.44% |
$175K - $193K
|
198K
$13.5M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.77K+ 11.63% |
$172K - $190K
|
26.6K
$1.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Symphony Financial Services, Inc.
Akron, OH |
BUY
|
- |
2.76K+ 1.3% |
$171K - $190K
|
215K
$14.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.42K+ 14.95% |
$150K - $166K
|
18.6K
$1.26M
|
|
|
Oct 24, 2025
Q3 2025
|
Flp Wealth Management, LLC
Bentonville, AR |
BUY
|
- |
2.2K+ 189.47% |
$136K - $151K
|
3.36K
$228K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.01K+ 3.32% |
$125K - $138K
|
62.5K
$4.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.68K+ 6.98% |
$104K - $115K
|
25.7K
$1.74M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
1.56K+ 3.64% |
$96.7K - $107K
|
44.3K
$3.01M
|
|
|
Oct 03, 2025
Q3 2025
|
Jackson Wealth Management, LLC
|
BUY
|
- |
1.19K+ 2.81% |
$73.8K - $81.6K
|
43.4K
$2.95M
|
|
|
Oct 15, 2025
Q3 2025
|
Flp Wealth Management, LLC
Bentonville, AR |
BUY
|
- |
1.16KNew |
$72K - $79.6K
|
1.16K
$78.7K
|
|
|
Oct 29, 2025
Q3 2025
|
Grey Fox Wealth Advisors, LLC
Rockland, DE |
BUY
|
- |
1.1KNew |
$68.3K - $75.6K
|
1.1K
$74.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
718+ 3.19% |
$44.6K - $49.3K
|
23.2K
$1.58M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
714+ 3.86% |
$44.3K - $49K
|
19.2K
$1.3M
|
|
|
Oct 31, 2025
Q3 2025
|
Pmg Wealth Management, Inc.
Hawthorn Woods, IL |
BUY
|
- |
437+ 1.34% |
$27.1K - $30K
|
33K
$2.24M
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
98New |
$6.08K - $6.73K
|
98
$6.65K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
69+ 0.64% |
$4.28K - $4.74K
|
10.8K
$736K
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
21+ 0.07% |
$1.3K - $1.44K
|
30.2K
$2.05M
|
|
|
Oct 24, 2025
Q3 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
7+ 3.52% |
$435 - $481
|
206
$14K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$186 - $206
|
3
$204
|
|