Purchases and Sales Made in Q3 2025 in Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT)
This table provides information about the institutional ownership of Xai Octagon Floating Rate & Alternative Income Term Trust (XFLT) during Q3 2025. The information is specifically focused on institutions that hold shares of XAI Octagon Floating Rate & Alternative Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
2.01M+ 358.51% |
$10.6M - $11.5M
|
2.57M
$12.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.19MNew |
$6.23M - $6.77M
|
1.19M
$5.68M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
636K+ 514.16% |
$3.34M - $3.63M
|
760K
$3.64M
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
447K+ 160.57% |
$2.35M - $2.55M
|
726K
$3.48M
|
|
|
Oct 29, 2025
Q3 2025
|
Matisse Capital
|
BUY
|
- |
263KNew |
$1.38M - $1.5M
|
263K
$1.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
182K+ 112.82% |
$957K - $1.04M
|
344K
$1.65M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
168K+ 66.76% |
$884K - $961K
|
420K
$2.01M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
131KNew |
$688K - $748K
|
131K
$628K
|
|
|
Nov 13, 2025
Q3 2025
|
Nine Masts Capital LTD
|
BUY
|
- |
94.8KNew |
$498K - $541K
|
94.8K
$454K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
85.1K+ 807.17% |
$447K - $486K
|
95.6K
$458K
|
|
|
Oct 09, 2025
Q3 2025
|
Meadowbrook Wealth Management, LLC
Garden City, NY |
BUY
|
- |
52.7KNew |
$277K - $301K
|
52.7K
$252K
|
|
|
Nov 14, 2025
Q3 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
48.4KNew |
$254K - $276K
|
48.4K
$232K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
47.2KNew |
$248K - $270K
|
47.2K
$226K
|
|
|
Nov 14, 2025
Q3 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
37.9KNew |
$199K - $216K
|
37.9K
$181K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
27.9K+ 60.16% |
$146K - $159K
|
74.2K
$355K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
24.7KNew |
$130K - $141K
|
24.7K
$118K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
24.7K+ 24.05% |
$129K - $141K
|
127K
$609K
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
24.2K+ 10.8% |
$127K - $138K
|
249K
$1.19M
|
|
|
Nov 17, 2025
Q3 2025
|
Abel Hall, LLC
Baton Rouge, LA |
BUY
|
- |
20KNew |
$105K - $114K
|
20K
$95.8K
|
|
|
Oct 10, 2025
Q3 2025
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
18.2KNew |
$95.4K - $104K
|
18.2K
$87K
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
15.8K+ 5.58% |
$82.8K - $90.1K
|
299K
$1.43M
|
|
|
Nov 12, 2025
Q3 2025
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
10.6KNew |
$55.4K - $60.2K
|
10.6K
$50.5K
|
|
|
Oct 16, 2025
Q3 2025
|
Halbert Hargrove Global Advisors, LLC
|
BUY
|
- |
10KNew |
$52.5K - $57.1K
|
10K
$47.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
9.13K+ 30.77% |
$47.9K - $52.1K
|
38.8K
$186K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.76K+ 11.5% |
$46K - $50K
|
84.9K
$407K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
5.58K+ 5.2% |
$29.3K - $31.9K
|
113K
$541K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.79K+ 7.08% |
$25.2K - $27.4K
|
72.5K
$347K
|
|
|
Oct 30, 2025
Q3 2025
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
3.53K+ 3.32% |
$18.5K - $20.1K
|
110K
$525K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
3.5K+ 33.33% |
$18.4K - $20K
|
14K
$67.1K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.92KNew |
$10.1K - $11K
|
1.92K
$9.19K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
1.5KNew |
$7.88K - $8.57K
|
1.5K
$7.19K
|
|
|
Oct 28, 2025
Q3 2025
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.31K+ 3.79% |
$6.85K - $7.45K
|
35.8K
$171K
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
1.12K+ 4.59% |
$5.86K - $6.38K
|
25.5K
$122K
|
|
|
Oct 29, 2025
Q3 2025
|
Beacon Financial Advisory LLC
|
BUY
|
- |
879+ 4.94% |
$4.61K - $5.02K
|
18.7K
$89.4K
|
|
|
Oct 29, 2025
Q3 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
620New |
$3.26K - $3.54K
|
620
$2.97K
|
|
|
Oct 08, 2025
Q3 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
598+ 3.79% |
$3.14K - $3.41K
|
16.4K
$78.4K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
544+ 2.18% |
$2.86K - $3.11K
|
25.5K
$122K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
500New |
$2.63K - $2.86K
|
500
$2.4K
|
|
|
Oct 07, 2025
Q3 2025
|
Freestate Advisors LLC
Overland Park, KS |
BUY
|
- |
468+ 3.81% |
$2.46K - $2.67K
|
12.8K
$61.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
302+ 15.1% |
$1.59K - $1.72K
|
2.3K
$11K
|
|
|
Nov 14, 2025
Q3 2025
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
138+ 1.12% |
$725 - $788
|
12.5K
$59.9K
|
|
|
Oct 21, 2025
Q3 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
BUY
|
- |
12+ 0.02% |
$63 - $68.5
|
54.8K
$262K
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Wealth Managment, Llc/Id
Boise, ID |
BUY
|
- |
1New |
$5.25 - $5.71
|
1
$4.79
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-304- 0.16% |
$1.6K - $1.74K
|
193K
$926K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-854- 2.42% |
$4.48K - $4.88K
|
34.5K
$165K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.18K- 2.09% |
$11.5K - $12.5K
|
102K
$490K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.59K- 11.94% |
$13.6K - $14.8K
|
19.1K
$91.6K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.08K- 14.31% |
$16.2K - $17.6K
|
18.4K
$88.3K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-3.51K- 7.12% |
$18.4K - $20K
|
45.8K
$219K
|
|