Latest Institutional Transactions on Principal Exchange Traded Fds (YLD)
This table provides information on the latest institutional transactions involving Principal Exchange Traded Fds (YLD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 29, 2025
Q3 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-1.07K- 36.43% |
$20.4K - $20.8K
|
1.86K
$35.4K
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
5.34KNew |
$102K - $104K
|
5.34K
$101K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
8.88KNew |
$170K - $173K
|
8.88K
$169K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
119K+ 43.12% |
$2.28M - $2.32M
|
395K
$7.51M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.21K+ 10.31% |
$61.5K - $62.5K
|
34.4K
$654K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.06MNew |
$20.2M - $20.5M
|
1.06M
$20.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
5K+ 28.43% |
$95.7K - $97.3K
|
22.6K
$429K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
25.9K+ 28.57% |
$495K - $503K
|
116K
$2.21M
|
|
|
Nov 14, 2025
Q3 2025
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
16.5KNew |
$315K - $320K
|
16.5K
$313K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
156K+ 26.4% |
$2.99M - $3.04M
|
748K
$14.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.75K- 12.24% |
$91K - $92.5K
|
34.1K
$648K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
106K+ 92.97% |
$2.04M - $2.07M
|
221K
$4.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.1K+ 18.18% |
$289K - $294K
|
98.3K
$1.87M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
410K+ 168.04% |
$7.84M - $7.98M
|
654K
$12.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Elevatus Welath Management
Victor, NY |
BUY
|
- |
10.6KNew |
$203K - $206K
|
10.6K
$201K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.61KNew |
$30.7K - $31.2K
|
1.61K
$30.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Bankshares Inc
Green Bay, WI |
BUY
|
- |
11.6K+ 26.32% |
$222K - $226K
|
55.6K
$1.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-997- 8.86% |
$19.1K - $19.4K
|
10.3K
$195K
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
20.6K+ 3.98% |
$395K - $402K
|
540K
$10.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.7K- 41.12% |
$472K - $480K
|
35.3K
$671K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
16.8K+ 1279.91% |
$321K - $326K
|
18.1K
$343K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
670K+ 46.45% |
$12.8M - $13M
|
2.11M
$40.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Blue Stem Wealth Partners, LLC
Minnetonka, MN |
BUY
|
- |
38.2K+ 16.65% |
$732K - $744K
|
268K
$5.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
290K+ 20.56% |
$5.56M - $5.65M
|
1.7M
$32.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.38K- 5.76% |
$103K - $105K
|
88K
$1.67M
|
|
|
Nov 12, 2025
Q3 2025
|
Manske Wealth Management
Houston, TX |
BUY
|
- |
7.59K+ 4.44% |
$145K - $148K
|
178K
$3.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
15.9K+ 63.91% |
$303K - $308K
|
40.7K
$772K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-3.62K- 11.72% |
$69.2K - $70.4K
|
27.2K
$518K
|
|
|
Nov 12, 2025
Q3 2025
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
130KNew |
$2.49M - $2.53M
|
130K
$2.47M
|
|
|
Nov 10, 2025
Q3 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
51.9K+ 6.7% |
$993K - $1.01M
|
826K
$15.7M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
5.27K+ 1.94% |
$101K - $103K
|
277K
$5.26M
|
|
|
Nov 10, 2025
Q3 2025
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
1.65K+ 8.72% |
$31.5K - $32K
|
20.5K
$390K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-145K- 23.33% |
$2.77M - $2.82M
|
475K
$9.03M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-30.2K- 48.08% |
$577K - $587K
|
32.6K
$619K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
15.7KNew |
$300K - $305K
|
15.7K
$298K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-483- 1.5% |
$9.24K - $9.4K
|
31.6K
$601K
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-5.49K- 11.45% |
$105K - $107K
|
42.5K
$807K
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
BUY
|
- |
12.7K+ 50.32% |
$243K - $247K
|
38K
$722K
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
108K+ 3.91% |
$2.07M - $2.1M
|
2.87M
$54.5M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
599K+ 58.95% |
$11.5M - $11.7M
|
1.62M
$30.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
7.1KNew |
$136K - $138K
|
7.1K
$135K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
11.8K+ 100.5% |
$227K - $231K
|
23.6K
$449K
|
|
|
Oct 31, 2025
Q3 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
BUY
|
- |
2.07K+ 6.88% |
$39.6K - $40.2K
|
32.1K
$611K
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.43K+ 9.76% |
$46.4K - $47.2K
|
27.3K
$518K
|
|
|
Oct 31, 2025
Q3 2025
|
Aj Advisors, LLC
Nashville, TN |
SELL
|
- |
-5.89K- 6.21% |
$113K - $115K
|
89K
$1.69M
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
927+ 8.12% |
$17.7K - $18K
|
12.3K
$235K
|
|
|
Oct 30, 2025
Q3 2025
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
10.4K+ 5.15% |
$198K - $202K
|
212K
$4.02M
|
|
|
Oct 29, 2025
Q3 2025
|
Mc Adam, LLC
|
BUY
|
- |
25.1K+ 17.2% |
$481K - $489K
|
171K
$3.25M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-234- 1.54% |
$4.48K - $4.55K
|
15K
$284K
|
|
|
Oct 22, 2025
Q3 2025
|
Milestones Private Investment Advisors LLC
Fairport, NY |
SELL
|
- |
-870- 4.18% |
$16.7K - $16.9K
|
19.9K
$379K
|
|